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Contents Statement of Responsibility This Statement of Intent Medium-term information The Securities Commission Government's themes The environments we work in National environment - New Zealand's securities markets Co-regulatory environment Legislative environment Trans-Tasman environment International environment FSAP Who we are and what we do Commission Members Staff Nature and scope of our functions and intended operations Classes of outputs Outcomes, objectives and outputs Future developments Operating intentions Market surveillance and enforcement Oversight and supervision Law and practice reform Exemptions and authorisations International cooperation and recognition Public understanding Delivering outputs for the 3 years to 30 June 2011 Sustainability How we will work with others Possible changes to our operating environment Effectiveness and managing organisational health Preparing for the effects of new law Risks and risk mitigation Collaboration on organisational health and capability building Financial control and acquisition processes Takeovers Panel Consultation and reporting to the Minister of Commerce Annual information - for the 2008/2009 year Appropriations Forecast financial statements Statement of forecast financial performance Statement of forecast service performance Glossary
The Securities Commission
Government's themes
The environments we work in
National environment - New Zealand's securities markets Co-regulatory environment Legislative environment Trans-Tasman environment International environment FSAP
Who we are and what we do
Commission Members Staff Nature and scope of our functions and intended operations Classes of outputs Outcomes, objectives and outputs Future developments
Operating intentions
Market surveillance and enforcement Oversight and supervision Law and practice reform Exemptions and authorisations International cooperation and recognition Public understanding Delivering outputs for the 3 years to 30 June 2011 Sustainability How we will work with others Possible changes to our operating environment
Effectiveness and managing organisational health
Preparing for the effects of new law Risks and risk mitigation Collaboration on organisational health and capability building Financial control and acquisition processes Takeovers Panel
Consultation and reporting to the Minister of Commerce
Appropriations
Forecast financial statements
Statement of forecast financial performance Statement of forecast service performance
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