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INFORMATION CONTROL IN MARKET PARTICIPANT FIRMS

TABLE OF CONTENTS

• EXECUTIVE SUMMARY
• PART 1 - INTRODUCTION
• THE COMMISSION'S INQUIRY
• PART 2 - REVIEW OF EVENTS AND SHARE TRADING
• PART 3 - MARKET PRACTICE - INFORMATION CONTROL IN MARKET PARTICIPANT FIRMS
• PART 4 - CONCLUSIONS
• APPENDIX A - INSIDER TRADING - APPLICATION OF THE LAW
• APPENDIX B - SECURITIES MARKETS ACT 1988 - PROVISIONS RELATING TO INSIDER TRADING