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Recommendation for regulations to amend the Securities Regulations 1983
On Monday 11 February 2008 the Commission gave notice of its intention to recommend that regulations be made amending the Securities Regulations 1983. This follows the publication of a consulation document, "Investment adviser statements" on 21 December 2007.
The proposed regulations will make an amendment to the information about investment adviser disclosure required to be included in investment statements. The amendment reflects changes to the Securities Markets Act 1988 that will be in force from 29 February 2008.
A copy of the proposed recommendation can be found here (PDF: 146KB).