Printed from: http://www.seccom.govt.nz/publications/documents/access/01.shtml?print=true on Wed 25 November 2009
An Inquiry Into the Performance by NZX of its Regulatory Functions as a Registered Exchange During 2003 and 2004 Prior to the Collapse of Access Brokerage
13 December 2005
GLOSSARY OF ABBREVIATIONS AND TERMS
ACBW
NZX acronym for Access
Access
Access Brokerage Limited (In Liquidation)
ACE
Back office system
CFA
Client funds account / client funds accounting
Chelmer
Financial trading system provider. Provider of ACE back office system
Conduct Rules
The Participant Rules and Listing Rules of NZX
Deloitte
Deloitte Touche Tohmatsu
DMA
Direct Market Access
DVP
Delivery Versus Payment
FASTER
Fully Automatic Screen Trading and Electronic Registration securities transfer system
FIN
Faster Identification Number
NZAX
New Zealand Alternative Market
NZDX
New Zealand Debt Market
NZSE
New Zealand Stock Exchange
NZSX
New Zealand Stock Market
NZX
New Zealand Exchange Limited
Participant Rules
Rules made by NZX that govern the conduct of business on securities markets operated by NZX and persons authorised to undertake trading activities on those markets, approved as Business Rules under the Securities Markets Act 1988
RFI
Request for Information
SSS
Scientific Software & Systems Limited - provider of back office system
STORMS
System associated with FASTER