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Annual Report

Staff How to Contact Us

CONTENTS: --- Quick Jump --- Statement of Purpose Notable Events Role, Functions and Powers Members Member Profiles Chairperson's Review Chief Executive's Report New Zealand Securities Markets Enforcement Authorisations Exemptions Reform Internationl Liaison Public Understanding Litigation Services to the Takeovers Panel Administration and Staffing ----------------------------- Financial Report Sources of Funding Statement of Responsibility Financial Statements Statement of Objectives Statement of Service Performance Report of the Audit Office ----------------------------- Staff How to Contact Us

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STAFF

STAFF MEMBERS AT BALANCE DATE WERE:

JOHN FARRELL Chief Executive

NORMAN F. MILLER Senior Executive (Operations)

KERRY G. MORRELL Senior Executive (Surveillance)

LAY WEE NG Senior Executive (Financial Reporting)

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SENIOR SOLICITOR		Liam D. Mason
SOLICITORS		Margaret R. Bearsley, Tim Dolan, Rebekah Friend, Chris Holland, Toby Norgate, Kathryn Rogers
POLICY ANALYST		Monique Egli Costi
COMMUNICATIONS MANAGER		Catherine Chapman
ADMINISTRATION OFFICER		Dewi Evans
SECRETARIES		Pru Craig, Nicola Morrison, Francesca Ward
RECORDS OFFICER		Tui Farrell
LIBRARIAN (PART TIME)		Jocelyn McKenzie
LEGAL OFFICER (PART TIME)		Penelope Sheerin

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HOW TO CONTACT US

SECURITIES COMMISSION

Level 12, Reserve Bank Building, 2 The Terrace, PO Box 1179, Wellington
Telephone (64-4) 472 9830. Facsimile (64-4) 472 8076
E-mail seccom@seccom.govt.nz
Web site www.seccom.govt.nz