Documents recently added to this site are listed below. Click on the date to view or download the document.
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| 10 July 2008 |
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Minister's News Release: Appointments to the Securities Commission and Takeovers Panel |
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| 1 July 2008 |
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Speech: Thought-Piece for Seminar Session Entitled 'Regulatory Reforms -Fixing Last Year's Problems and Avoiding New Ones' |
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| 27 June 2008 |
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Publication: Statement of Intent 2008-2011 |
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| 20 June 2008 |
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News Release: Securities Commission publishes annual oversight review of New Zealand Exchange Limited. |
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| 20 June 2008 |
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Publication: Oversight Review of NZX 2007 |
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| 17 June 2008 |
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Minister's News Release: Op ED - Mutual Recognition of Securities Offerings |
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| 13 June 2008 |
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Minister's News Release: World first in comprehensive mutual recognition of securities offerings |
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| 13 June 2008 |
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News Release: Australian and New Zealand Securities Commissions Welcome New Regime for Trans-Tasman Securities Offerings. |
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| 13 June 2008 |
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Publication: Offering securities in New Zealand and Australia under mutual recognition |
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| 30 May 2008 |
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News Release: New Zealand Securities Commission Chairman re-elected chair of world organization. |
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| 28 May 2008 |
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Minister's News Release: IOSCO Annual Conference |
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| 21 May 2008 |
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Minister's News Release: Govt fund to speed up finance company prosecutions |
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| 6 May 2008 |
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Publication: April issue of the Securities Commission's newsletter "The Bulletin". |
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| 16 April 2008 |
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Speeches: Institute of Financial Professionals of New Zealand Awards Dinner 2008 |
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| 8 April 2008 |
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Speeches: IFA Financial Planning Seminary |
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| 7 April 2008 |
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Enforceable Undertaking: Foodstuffs (Wellington) Co-operative Society Limited |
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| 2 April 2008 |
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Speech: Auckland District Law Society |
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| 20 March 2008 |
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Publication: Guidance Note - Responsible Investment Disclosure by KiwiSaver Scheme Providers |
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| 19 February 2008 |
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Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit, Bahrain |
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| 05 March 2008 |
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News Release: Securities Commission again in top ten workplaces . |
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| 03 March 2008 |
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News Release: Telephone share scammers active in New Zealand again. |
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| 29 February 2008 |
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News Release: Cycle 6 of Financial Reporting Surveillance Programme Completed. |
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| 29 February 2008 |
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Publication: Review of Financial Reporting by Issuers Cycle 6
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| 28 February 2008 |
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Minister's News Release: New rules for investment advisers in force tomorrow |
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| 28 February 2008 |
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News Release: Investment advisers must disclose more information to investors from tomorrow. |
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| 19 February 2008 |
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Minister's News Release: Bill to boost public confidence in financial advisers |
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| 20 February 2008 |
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News Release: Securities Commission to call for disclosure statements of investment advisers and investment brokers. |
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| 11 February 2008 |
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Publication: Recommendation for regulations to amend the Securities Regulations 1983. |
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| 1 February 2008 |
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Publication: January issue of the Securities Commission's newsletter "The Bulletin". |
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| 24 January 2008 |
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News Release: Securities Commission Oversight Review of New Zealand Exchange Limited. |
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| 22 January 2008 |
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News Release: Guide to new securities law. |
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| 21 December 2007 |
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Consultation Document: investment adviser statements |
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| 20 December 2007 |
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News Release: Guide to new securities law now available |
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| 20 December 2007 |
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Publication: Guide to New securities law for investment advisers and market participants 2008 (PDF) |
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| 14 December 2007 |
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Minister's News Release: Finance service provider register aids consumer redress |
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| 06 December 2007 |
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News Release: Regulations now available. |
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| 3 December 2007 |
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Minister's News Release: New financial disclosure regulations to start in Feb 2008 |
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| 3 December 2007 |
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News Release: New securities law for investment advisers and market participants from 29 February 2008. |
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| 9 November 2007 |
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Speech: New Securities Law - About to Come Into Place |
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| 6 November 2007 |
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Minister's News Release: Minister welcomes new financial literacy initiatives |
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| 06 November 2007 |
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News Release: Look Learn Invest - new website to help investors. |
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| 01 November 2007 |
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Speech: IOSCO - Global Strategic Issues in Securities Regulation - International Investment Funds Association Annual Conference, Sydney |
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| 01 November 2007 |
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Speech: AUT Centre for Corporate Governance official Launch |
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| 31 October 2007 |
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Minister's News Release: Letter to the editor |
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| 29 October 2007 |
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October issue of the Securities Commission's newsletter "The Bulletin". |
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| 29 October 2007 |
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News Release: Cycle 5 of Financial Reporting Surveillance Programme Completed. |
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| 29 October 2007 |
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Publication: Review of Financial Reporting By Issuers Cycle 5 |
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| 25 October 2007 |
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Publication: Securities Commission Review of Class Exemption Notices - Update of Project Report. |
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| 15 October 2007 |
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Speech: Regulation - Mutual Recognition and Cross-border Issues from the Market Authorities' Perspective . |
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| 11 October 2007 |
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News Release: Securities Commission Issues Report on Feltex Inquiry. |
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| 11 October 2007 |
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Publication: Feltex Carpets Limited IPO Prospectus, Financial Reporting and Continuous Disclosure. |
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| 25 September 2007 |
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Speech: Institute of Actuaries of Australasia. |
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| 18 September 2007 |
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Publication: Securities Amendment Regulations 2007. |
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| 17 September 2007 |
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Minister's News Release: Govt acts to improve finance company regulations. |
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| 17 September 2007 |
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News Release: Review of ICP Biotechnology Limited. |
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| 12 September 2007 |
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Minister's Release: Govt bill eases Local Govt ability to raise funds. |
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| 11 September 2007 |
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Minister's Release: Govt moves quickly on finance company proposals. |
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| 7 September 2007 |
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Speech: Regulating Insider Trading Effectively: Lessons From New Zealand. |
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| 29 August 2007 |
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Speech: Regulator's Perspective on IFRS Financial Statements. |
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| 6 September 2007 |
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News Release: New powers proposed for finance company trustees. |
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| 06 September 2007 |
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Minister's Release: Securities Commission advice to Minister of Commerce. |
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| 4 September 2007 |
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News Release: LDC Finance Limited receivership. |
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| 31 August 2007 |
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News Release: All remaining finance companies report compliance. |
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| 30 August 2007 |
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News Release: Finance companies report compliance. |
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| 30 August 2007 |
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Publication: Annual Report 2007. |
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| 23 August 2007 |
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Minister's Release: Govt consults with finance sector regulator. |
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| 23 August 2007 |
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News Release: Independent Audit Regulation and Oversight in New Zealand. |
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| 23 August 2007 |
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Letter of agreement: Independent Audit Regulation and Oversight in New Zealand. |
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| 14 August 2007 |
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Publication: Securities Commission Review of Class Exemption Notices - Project Report. |
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| 30 July 2007 |
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Publication: July issue of the Securities Commission's newsletter "The Bulletin". |
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| 18 July 2007 |
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Publication: Statement of Intent 2007 - 2010 |
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| 12 July 2007 |
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Release: Bridgecorp prospectuses |
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| 28 June 2007 |
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Release: Securities Commission completes annual oversight review of New Zealand Exchange Limited |
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| 28 June 2007 |
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Publication: Securities Commission completes annual oversight review of New Zealand Exchange Limited |
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| 21 June 2007 |
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Release: Notice to Tranz Rail Shareholders |
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| 20 June 2007 |
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Release: Warning Securities Commission bans Locke Guaranty Trust (NZ) Ltd advertisements |
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| 20 June 2007 |
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Enforceable undertaking: Contributory Mortgage Investments Limited |
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| 20 June 2007 |
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Release: Securities Commission accepts enforceable undertaking from Contributory Mortgage Investments Limited |
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| 19 June 2007 |
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Minister's Release: Non-bank deposit takers to come under new rules |
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| 19 June 2007 |
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Minister's Release: Commerce Minister announces financial sector changes |
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| 18 June 2007 |
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Release: Securities Commission settles insider trading case with Midavia and Richwhite |
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| 07 June 2007 |
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Release: Update from the Ministry of Economic Development on Securities Markets Act Regulations |
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| 1 June 2007 |
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Release: Report on Cycle 4 of review of financial reports released |
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| 1 June 2007 |
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Publication: Financial Reporting Surveillance Programme Cycle 4 |
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| 29 May 2007 |
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Release: Australian property group in voluntary administration - implications for New Zealand investors |
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| 23 May 2007 |
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Release: Nearzero Inc. - Interim Liquidators Appointed |
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| 18 May 2007 |
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Speech: Developments in New Zealand Securities Regulation |
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| 17 May 2007 |
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Release: Waikato businesses could benefit from new arrangement with Australia |
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| 14 May 2007 |
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Minister's release: Perry and Cotton reappointed to Securities Commission |
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| 11 May 2007 |
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Release: Warning - Investments Illegally Offered by Nearzero Inc. |
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| 02 May 2007 |
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Speech: Developments in New Zealand Securities Regulation |
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| 27 April 2007 |
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Release: New wave of telephone share scams |
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| 23 April 2007 |
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Publication: April issue of the Securities Commission's newsletter "The Bulletin". |
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| 12 April 2007 |
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Speech: Opening Ceremony - IOSCO Annual Meeting |
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| 04 April 2007 |
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Discussion document: proposal to Declare Certain Foreign Exchange Contracts to be Futures Contracts Under the Securities Markets Act 1988. |
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| 27 March 2007 |
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Release: Telephone Share Fraudsters Offering Options Deals |
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| 19 March 2007 |
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Release: Securities Commission Bans Finance Company Prospectus |
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| 13 March 2007 |
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Speech: Developments in New Zealand Securities Regulation - Nelson Tasman Chamber of Commerce |
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| 12 March 2007 |
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Release: Beware of Telephone Share Scams |
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| 6 March 2007 |
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Enforceable undertaking: Kensington Park Properties Limited |
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| 05 March 2007 |
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Release: Securities Commission accepts enforceable undertakings from Huka Falls Resort Limited and Kensington Park Properties Limited |
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| 5 March 2007 |
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Enforceable undertaking: Huka Falls Resort Limited. |
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| 1 March 2007 |
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Speech: Regulation & Cross Border Developments |
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| 01 March 2007 |
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Release: Review of Trading in Wool Equities Limited |
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| 27 February 2007 |
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Release: MOU with Dubai Financial Services Authority |
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| 23 February 2007 |
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Release: Securities Commission wins small workplaces category in “Best Places to Work" survey |
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| 7 February 2007 |
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Speech: Securities Commission Principles of Corporate Governance - Update. |
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| 2 February 2007 |
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Publication: January issue of the Securities Commission's newsletter "The Bulletin" |
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| 2 February 2007 |
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Release: New Website on Changes to Securities Law |
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| 1 February 2007 |
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Release: Securities Commission Oversight Review of New Zealand Exchange Limited |
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| 19 December 2006 |
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Release: Securities Commission bans contributory mortgage broker |
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| 14 December 2006 |
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Minister's release: John Holland appointed to Securities Commission |
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| 28 November 2006 |
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Speech: Securities Commission Principles of Corporate Governance - Update |
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| 30 October 2006 |
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Speech: Securities Regulation - An International Perspective |
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| 30 October 2006 |
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Publication: The October issue of the Securities Commission's newsletter "The Bulletin" |
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| 17 October 2006 |
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Speech: What's going on at the Securities Commission? |
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| 13 October 2006 |
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Minister's News Release: Securities Bill gives investors confidence |
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| 13 October 2006 |
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Release: Securities Commission prohibits ads for Hanover's Protected Investments Global Growth Fund |
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| 26 September 2006 |
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Oversight Review of NZX 2005 |
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| 26 September 2006 |
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Release: Securities Commission Completes First Annual Oversight Review of New Zealand Exchange Limited |
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| 21 September 2006 |
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Speech: IOSCO Emerging Markets Committee Luncheon Address |
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| 14 September 2006 |
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Speech: Trans-Tasman Relations: A Securities Regulator's View |
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| 12 September 2006 |
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Release: Securities Commission releases 3rd review of financial reports |
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| 11 September 2006 |
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Minister's release: Government to co-ordinate NZ-Aust business law |
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| 11 September 2006 |
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Publication: Financial Reporting Surveillance Programme Cycle 3 |
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| 31 August 2006 |
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Minister's News Release: Review of Financial Products and Providers discussion documents |
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| 25 August 2006 |
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Speech: The Roaring 40s: Speech to NZ Mortgage Brokers Association, Minister of Commerce |
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| 25 August 2006 |
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Release: Commission Concludes Feltex Prospectus Investigation
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| 24 August 2006 |
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Release: Finance Companies Improve Their Disclosure But Risks Remain
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| 22 August 2006 |
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Release: Finance companies - an option for investors who understand the risk
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| 12 August 2006 |
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Speech: Developments in New Zealand's Securities Market Regulatory Framework |
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| 12 August 2006 |
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Annual report: The annual report of the Securities Commission 2005 - 2006 |
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| 9 August 2006 |
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Speech: Corporate Governance and Disclosure: A Securities Commission Perspective |
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| 25 July 2006 |
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Release: Report on Effects on the Securities Markets of Statements Concerning Telecommunications |
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| 25 July 2006 |
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Publication: Report on Effects on the Securities Markets of Statements Concerning Telecommunications |
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| 14 July 2006 |
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Release: Warning - Share Scams Using Fake Regulators |
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| 6 July 2006 |
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Release: Securities Commission accepts enforceable undertaking from The Gables Limited and related parties |
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| 4 July 2006 |
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Release: Financial Intermediaries Discussion Paper Released |
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| 30 June 2006 |
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Publication: Statement of Intent 2006-2009 |
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| 09 June 2006 |
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News release: Final Communiqué of the XXXI Annual Conference of the International Organization of Securities Commissions (IOSCO) |
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| 09 June 2006 |
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News release: New Zealand Securities Commission Chairman re-elected chair of world organisation |
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| 8 June 2006 |
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Enforceable undertaking: The Gables Limited, Combined Financial Services Limited, Aoraki Commercial Property Limited, Rhys David Morgan, Lorraine Te Atairehia Morgan, Neville Ian Cant |
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| 29 May 2006 |
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Speech to Securities Law Update Conference |
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| 29 May 2006 |
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Directors and Officers Disclosure Review |
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| 23 May 2006 |
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New Zealand Securities Regulation: The importance of meeting standards of international best practice |
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| 22 May 2006 |
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Vector Winter Series-Taking a Fresh Approach to Regulation |
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| 22 May 2006 |
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Parts 4 & 5 of Commerce Act to be reviewed |
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| 22 May 2006 |
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Charting a dynamic course for quality regulation |
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| 18 May 2006 |
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News release: Securities Commission Inquiry to Include Cunliffe Comments |
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| 18 May 2006 |
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Protecting consumers and investors |
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| 17 May 2006 |
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News release: Securities Commission Considers NZX Referral |
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| 12 May 2006 |
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News release: Inquiry Into Effects On the Securities Markets of the Release of the Telecommunications Stocktake Paper |
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| 11 May 2006 |
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Speech: IOSCO - A Global Standard Setter |
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| 28 April 2006 |
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Publication: The April issue of the Securities Commission's newsletter "The Bulletin" |
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| 24 April 2006 |
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Discussion Document: Proposal to Declare Certain Foreign Exchange Contracts to be Futures Contracts Under the Securities Markets Act 1988 |
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| 24 April 2006 |
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Speech: IOSCO Challenges in a Dynamic Global Market, Mumbai |
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| 21 April 2006 |
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Speech: IOSCO Training Seminar for the Asia-Pacific Region, Beijing |
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| 6 April 2006 |
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Speech: Jane Diplock to the Wellington Branch of the IOD |
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| 31 March 2006 |
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News release: Tranz Rail Case - Berkshire and Ferenbach settle with Securities Commission |
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| 31 March 2006 |
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News release: Securities Commission Oversight Review of New Zealand Exchange Limited |
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| 23 March 2006 |
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Release by the Minister: Securities Legislation Bill Discussion Document Released |
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| 28 February 2006 |
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Securities Commission accepts enforceable undertaking from Contributory Mortgage Investments Limited |
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| 28 February 2006 |
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Enforceable Undertaking: Contributory Mortgage Investments Limited. |
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