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Responses to Matters Arising from the NZX Oversight Review 2007
30 September 2008
Minister's News Release: Finance sector consumer complainants get redress
Minister's Release: 25 September 2008
News Release: Commission welcomes new financial adviser legislation
News Release: 24 September 2008
Minister's News Release: Financial adviser rules pass into law
Minister's Release: 24 September 2008
Speech: Securities Markets Global Perspectives
Speech: 18 September 2008
Speech: New Zealand Consulate General and New Zealand Trade and Enterprise New York Luncheon for Investors
Speech: 10 September 2008
Minister's News Release: Financial advisers and dispute resolutions bills back
Minister's Release: 9 September 2008
News Release: New charges laid against Bridgecorp directors
News Release: 9 September 2008
News Release: Commission to review issuers' responses to reporting challenges
News Release: 4 September 2008
Speech: Securities Commission and Corporate Governance
Speech: 3 September 2008
Consultation on request for approval of Austraclear NZ's proposed electronic registry interface under section 7 of the Securities Transfer Act
Discussion Document: 1 September 2008
Speech: Sustainable regulation - help rather than hindrance
Speech: 29 August 2008
Minister's News Release: Bill gives govt backing to settlement systems
Minister's Release: 28 August 2008
Minister's News Release: Dalziel says 'no slow down' on financial adviser rules
Minister's Release: 27 August 2008
Speech: Securities Commission Update
Speech: 21 August 2008
Publication: Annual Report 2008
Publication: 20 August 2008
Speech: Corporate Governance and Securities Law
Speech: 15 August 2008
Minister's News Release: Govt supports Commissioner of Financial Advisers plan
Minister's Release: 12 August 2008
Publication: July issue of the Securities Commission's newsletter "The Bulletin"
Publication: 7 August 2008
News Release: Cycle 7 of Financial Reporting Surveillance Programme released
News Release: 6 August 2008
Publication: Review of Financial Reporting by Issuers
Cycle 7
Publication: 6 August 2008
Minister's News Release: Appointment to the Securities Commission
Minister's Release: 31 July 2008
Minister's News Release: Appointments to the Securities Commission and Takeovers Panel
Minister's Release: 10 July 2008
Speech: Thought-Piece for Seminar Session Entitled 'Regulatory Reforms -Fixing Last Year's Problems and Avoiding New Ones'
Speech: 1 July 2008
Publication: Statement of Intent 2008-2011
Publication: 27 June 2008
News Release: Securities Commission publishes annual oversight review of New Zealand Exchange Limited
News Release: 20 June 2008
Publication: Oversight Review of NZX 2007
Publication: 20 June 2008
Minister's News Release: Op ED - Mutual Recognition of Securities Offerings
Minister's Release: 17 June 2008
Minister's News Release: World first in comprehensive mutual recognition of securities offerings
Minister's Release: 13 June 2008
News Release: Australian and New Zealand Securities Commissions Welcome New Regime for Trans-Tasman Securities Offerings
News Release: 13 June 2008
Publication: Offering securities in New Zealand and Australia under mutual recognition
Publication: 13 June 2008
News Release: New Zealand Securities Commission Chairman re-elected chair of world organization
News Release: 30 May 2008
Speech: IOSCO Annual Conference
Speech: 28 May 2008
Minister's News Release: Govt fund to speed up finance company prosecutions
Minister's Release: 21 May 2008
Publication: April issue of the Securities Commission's newsletter "The Bulletin"
Publication: 6 May 2008
Institute of Financial Professionals of New Zealand Awards Dinner 2008
Speech: 16 April 2008
IFA Financial Planning Seminar
Speech: 8 April 2008
Enforceable Undertaking - Foodstuffs (Wellington) Co-operative Society Limited
Enforceable Undertaking: 7 April 2008
Speech - Auckland District Law Society
Speech: 2 April 2008
Guidance Note - Responsible Investment Disclosure by KiwiSaver Scheme Providers
Publication: 20 March 2008
Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit, Bahrain
Speech: 19 February 2008
News Release: Securities Commission again in top ten workplaces
News Release: 5 March 2008
News Release: Telephone share scammers active in New Zealand again
News Release: 3 March 2008
News Release: Cycle 6 of Financial Reporting Surveillance Programme Completed
News Release: 29 February 2008
Review of Financial Reporting by Issuers Cycle 6
Publication: 29 February 2008
Minister's News Release: New rules for investment advisers in force tomorrow
Minister's Release: 28 February 2008
News Release: Investment advisers must disclose more information to investors from tomorrow
News Release: 28 February 2008
Minister's News Release: Bill to boost public confidence in financial advisers
Minister's Release: 19 February 2008
News Release: Securities Commission to call for disclosure statements of investment advisers and investment brokers
News Release: 20 February 2008
Publication: Recommendation for regulations to amend the Securities Regulations 1983
Publication: 11 February 2008
Publication: January issue of the Securities Commission's newsletter "The Bulletin"
Publication: 1 February 2008
Speech: Seminar - Capital Markets and Regulation: Asia Pacific Today
Speech: 1 February 2008
News Release: Securities Commission Oversight Review of New Zealand Exchange Limited
News Release: 24 January 2008
News Release: Guide to new securities law
News Release: 22 January 2008
Consultation Document: investment adviser statements
Consultation Document: 21 December 2007
News Release: Guide to new securities law now available
News Release: 20 December 2007
Publication: Guide New securities law for investment advisers and market participants 2008
Publication: 20 December 2007
Minister's News Release: Finance service provider register aids consumer redress
Minister's Release: 14 December 2007
News Release: Regulations now available
News Release: 6 December 2007
Minister's News Release: New financial disclosure regulations to start in Feb 2008
Minister's Release: 3 December 2007
News Release: New securities law for investment advisers and market participants from 29 February 2008
News Release: 3 December 2007
Speech: New Securities Law - About to Come Into Place
Speech: 9 November 2007
News Release: Minister welcomes new financial literacy initiatives
Minister's Release: 6 November 2007
News Release: Look Learn Invest - new website to help investors
News Release: 6 November 2007
News Release: Letter to the editor
Minister's Release: 2 November 2007
Speech: AUT Centre for Corporate Governance official Launch
Speech: 1 November 2007
Speech: IOSCO - Global Strategic Issues in Securities Regulation - International Investment Funds Association Annual Conference, Sydney
Speech: 1 November 2007
October issue of the Securities Commission's newsletter "The Bulletin"
Publication: 30 October 2007
News Release: Cycle 5 of Financial Reporting Surveillance Programme Completed
News Release: 29 October 2007
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