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Overseas firms that have called New Zealanders

Since August 2000 we have published the names of firms who have targeted people in New Zealand. These callers do not hold a New Zealand broker's licence or futures dealer authorisation and do not comply with New Zealand law.

They have not provided evidence that they are registered in their home jurisdiction to undertake this type of securities business.

This list is not exhaustive. If you are cold called from a firm that is not on the list that does not mean it is genuine. It is always unwise to send money overseas to someone who you know only from an unsolicited call.

For information on questions to ask before making any investment decision see Test before you invest.

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Factor Ten Financial
30th Floor, Central Plaza
18 Harbour Road
HONG KONG

Published on this site February 2006
Fairchild Roth Financial Inc
Gallery 4
12 Leadenhall Street
London EC3V 1LP
UNITED KINGDOM

Published on this site November 2003
Famex Financial
9/F Henan Building
17-19 Luard Road
Wanchai, CBD District
HONG KONG

Phone +852 3180 7888
Fax +852 3180 7899
Email info@famexfinancial.com
Website www.famexfinancial.com
Associated individual John White

This firm must not be confused with Famex Financial who have the same address and website but different phone and fax details. The legitimate Famex Financial can be contacted by phone +852 3180 7844 or by fax on +852 3180 7874.

Published on this site February 2010
Financial Assets Corporation
30 Wall Street
Suite 1203
New York, NY 10005
UNITED STATES OF AMERICA

Published on this site October 2005
First Capital Securities Limited
P O Box 847
1 Capital Place
Georgetown
Grand Cayman
CAYMAN ISLANDS

Published on this site January 2004
First Colonial Management
17 Ensign House, Admirals Way
London E14 9XQ

Associate individual: Kent Daniels
Published on this site June 2005
First Independent Capital Resources, Inc
Shiroyuma JT Movi Building
8-1 Toranoman 4 Chome
Minato-Ku, Tokyo 105
JAPAN

Published on this site September 2002
First Independent Resource Management Group Inc
4, V.S. Prospero
Milano
ITALY
Published on this site September 2001
First International Equity & Acquisition Inc
654 Madison Avenue
New York
NY 10021
UNITED STATES OF AMERICA

Published on this site April 2004
First International Equity Inc.
UNITED STATES OF AMERICA

Associated individual: James C. King
Published on this site March 2003
First National Financial Group Inc

Empire State Building
350 6th Avenue Suite 3304
New York
NY 10118
UNITED STATES OF AMERICA 46th Floor
140 Broadway
New York
NY 10005

Published on this site November 2003
Fisher Sterling International Limited
302 Hung Kei Mansion
5-8 Queen Victoria Street Central
HONG KONG

Associated individual: Dave Adams
Published on this site September 2001
Flagship Consolidated
663 King's Road
HONG KONG

Phone: +852 3693 1523
Fax: +852 3015 8912
E-mail: info@flagshipcsld.com
website: www.flagshipcsld.com

Associated individual: Jack Perez
Published on this site February 2009
Fleetwood Mergers and Acquisitions
2500 City West Blvd
Houston
TX 77042-3000
UNITED STATES OF AMERICA

Published on this site October 2006
Foreign Currency International
27 Sukhumvit Soi 20
Bangkok, 10110
THAILAND

Associated individual: Stephen Sharpe
Published on this site December 2000
Foreign Trade International
12th Floor
253 Sukhumvit Soi
21 Asoke Road
Bangkok 10110
THAILAND

Associated individuals: Ian Morris, Christian Webb, Michael Lumby, Alex Pagan, Dennis Askew.
Published on this site August 2001
FourWinds Trading Systems
Drake Chambers, Road Town
Tortola
PO Box 3321
BRITISH VIRGIN ISLANDS

Associated individual: Scott Mullens
Published on this site July 2004
FX Advisors East, LLC
200 Public Square Suite 2955
Cleveland
Ohio
UNITED STATES OF AMERICA

Published on this site August 2001
Gaylord & Finch
400 Broadway
Seattle
Washington
UNITED STATES OF AMERICA

Associated individual: Peter Williams
Published on this site September 2002
Glendale Settlements Incorporated
Motion Picture Association Building
888 16th Street NW
Suite 800
Washington DC 20006
UNITED STATES OF AMERICA

Associated individual: James Shea
Published on this site July 2005
Global Asset Advisors S.A.
(purportedly operating from Spain)

Associated individual: Marc Dannenberg
Published on this site April 2003
Global Capital Securities Corporation
538 Broad Hollow Road
Suite 315E
Melville
New York
UNITED STATES OF AMERICA

Associated individuals: Christopher Ferruzza, James Sparacino
Published on this site April 2001
Global Option Trading Co Limited
14th Floor
253 Sukhumvit Soy 21, Asoke Rd
Bangkok 10110
THAILAND

Associated individuals: Jamie Nettleship, Callum Hunt
Published on this site October 2001
Global Select Portfolio Corp.
Carson City, Nevada
UNITED STATES OF AMERICA
Phone: 702 430 1791,
in London - Amsterdam
Phone: +44 2081 441097
Fax:+44 208 0825839
E-mail: david.benson@globalspc.net
website: www.globalspcorp.com

Associated individual: David Benson
Published on this site November 2008
Grand Capital Incorporated
250 West 57th Street,
New York,
New York 10107*
UNITED STATES OF AMERICA

Associated individual: Kelly Campbell
Grand Capital Incorporated is a fraudulent firm using the address of Grand Capital Corporation which is a legitimate corporation in United States of America.

Published on this site August 2006
Granite Consolidated
22 Queen's Road
Central
Hong Kong

Published on this site November 2007
Graves Stanley & Peabody Limited
(latest activities are thought to be based in Spain)

Associated individual: Richard Gaston
Greenfield & Mato
Koraku Mori Bldg 9F
1-4-14 Koraku
Bunkyo-Ku
TOKYO

Published on this site January 2007
Greater Advisory
Website: www.greateradvisory.com
E-mail: info@greateradvisory.com
Associated individuals: David Proctor, John Castro

Published on this site February 2010
Gresham Management Inc
207 South 79th Street
Suite 1006
New York
NY 10024
UNITED STATES OF AMERICA

Associated individuals: Edward Saunders, Martin Nelson, Cynthia Landsburg, Charles Hampton
Published on this site September 2001
Greystone Asset Management
120 Broadway, Suite 1744
New York, NY 10271
USA
Fax: 1 212 208 2496
Email: info@greystoneassetmanagement.com
Website: www.greystoneassetmanagement.com
Associated individuals: Roger O. Elmer, Daniel J Hayes

Not to be confused with the genuine firm which has no website:
Greystone Asset Management, LLC
780 Third Avenue, 43rd Floor
New York, NY 10017
USA
Telephone: 1 212-521-3817

Published on this site August 2009
Griffin Mergers and Acquisitions Office
8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
UNITED STATES OF AMERICA

Published on this site May 2007
Guaranty Consolidated
New York
UNITED STATES OF AMERICA

Published on this site July 2007
Hamilton & Associates
Bahnhofstrasse
52 CH8001
Zurich
SWITZERLAND

Associated individuals: Alexander Woodbridge, David A Smith, Michael Kennedy
Published on this site October 2002
Hamilton Trading Limited
OBF Centre
Aratha Graha Bldg 6th Floor
JI Jend Sudiram Kav
52-53 Jakarta 12190
INDONESIA

Phone: +62 2152898454
Fax: +62 2152898456
E-mail: info@hamilton-trading.com
Website: www.hamilton-trading.com
Assocaited individuals: Brian Johnstone, Richmond Capital Management

Published on this site November 2008
Hanworth Weir Ltd
Penthouse Level, Suntec Tower Three
8 Temasek Boulevard
SINGAPORE

Published on this site 04 June 2004
Harbour Capital Management
600 California St,
15 Floor
San Francisco
CA 94108
UNITED STATES OF AMERICA

Published on this site August 2006
Harris Atlantic Management Inc
Suite 300-301 Paragon Towers
233 Needham, Newton MA 02464
UNITED STATES OF AMERICA

Published on this site March 2005
Harrison Lee Partners

2 Priestley Road
Basingstoke, Hampshire
ENGLAND RG24 9NP 82 Winglok Street
HONG KONG

Associated individuals: Charles McKenzie, UNITED STATES OF AMERICA West, Rock Group Co
Published on this site July 2004, March 2005

Hartford Capital Management, S.A

Panama
Calle Eusebio A. Morales
Suite 1 - A, # E1 Cangrejo
Ciudad De Panama
REPUBLICA DE PANAMA

Costa Rica
Edificio Ortencia Ler Piso
1 Caudra al Sur 200 Este de MacDonald's
Sabana Sur, San Jose,
COSTA RICA

Published on this site December 2005

Heinz Hokkaido International
1585 Broadway
New York
NY 10016
UNITED STATES OF AMERICA
website: www.heinzhokkaido.net

Published on this site August 2008
Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Surich 8001
SWITZERLAND

Associated individual: Gerald Mulrine
Published on this site September 2002
Heritage Financial Inc
103 Franklin Corner Road
Trenton
New Jersey 08648
UNITED STATES OF AMERICA

Published on this site March 2005
Heritage Mergers & Acquisitions
Kamiyacho Mt Building
14th Floor, 4-3-20 Toranomon
Minato-ku
Tokyo 105-0001
JAPAN

Published on this site February 2006
Hing and Foster Partners
30 Cecil Street
SINGAPORE 049712

Published on this site October 2005
JR Hoffman & Associates
1 Place Ville Marie,
18th floor Montreal
Quebec, H3B 2E7
CANADA

Published on this site June 2008
Hoover Deplache Investments Inc.
1500 Euclid Avenue,
730 Cleveland
OH 4415
UNITED STATES OF AMERICA

Published on this site April 2006
Hudson International

Caracasbaaiweg 199
PO Box 6050
Curacao
Netherlands Antilles
WEST INDIES Room 2207
22/F, II Lippo Centre
Central
HONG KONG

Associated individuals: Thomas Jenkins, Steven Billings, Jeffrey Kahn, Frank Edwards, Murray Skolsky.
Published on this site September 2000
International Asset Management
CP Tower Level 23
313 Silom Road
Silom 10500
Bangkok
THAILAND

Associated individual: Richard Jennings
Published on this site February 2001
Innova Equity Corporation
18th Floor
Bund Centre
22 Yanan Road East
Shanghai
CHINA

Published on this site January 2004
Interglobal Mergers & Acquisitions Inc.
55 Park Plaza Drive
Daly City
San Francisco
California
UNITED STATES OF AMERICA

Associated individuals: Vanessa Stone, Gregory Handsfield
Published on this site March 2004
International Association of Transfer Agents
30 Wall Street
New York, New York 10005
UNITED STATES OF AMERICA

Published on this site June 2007
InterTrade Asset Management
1800 E 9th # 1400
Cleveland
Ohio 44114
UNITED STATES OF AMERICA

Associated individual: Maxwell Jones
Published on this site April 2004
ITB Limited
Level 2
Via Maistra 2
St. Moritz
SWITZERLAND

Published on this site December 2003
J P Moreau Limited
Level 14 Prudential Tower
30 Cecil Street
049712
SINGAPORE

Associated individuals: Lawrence Piper, Lily Chen
Published on this site May 2003
Jacobs & Kiplinger
Zurich World Trade Centre
Leutschenbachstrasse 95
8050 Zurich
SWITZERLAND

Published on this site May 2002
Jefferson Clark Associates
PO Box 58389
Seattle,
Washington State,
98138-1386
USA

Published on this site June 2008
Johannson Linqvist Associates
Klarabergsviaduckten 70
Kungsbron 1 Box 70301
107 24 Stockholm
SWEDEN

Associated individuals: Albert Stuart, Gerald Montrose
Published on this site July 2005

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