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Overseas firms that have called New Zealanders

Since August 2000 we have published the names of firms who have targeted people in New Zealand. These callers do not hold a New Zealand broker's licence or futures dealer authorisation and do not comply with New Zealand law.

They have not provided evidence that they are registered in their home jurisdiction to undertake this type of securities business.

This list is not exhaustive. If you are cold called from a firm that is not on the list that does not mean it is genuine. It is always unwise to send money overseas to someone who you know only from an unsolicited call.

• Abacus International Capital Corp
  The Abacus International Capital Corp listed has stolen the identity of a legitimate firm in the United States. The legitimate Abacus International Corp can be contacted by phone at (212) 285 4770 or by fax (212) 285 4136 or (212) 274 0107.
  
  Published on this site July 2007
• Abbey House Acquisitions
  Tower 42
  25 Old Broad St
  London
  EC2N 1HQ
  UNITED KINGDOM
  
  Published on this site March 2006
• AB Financial Group
  440 South Laselle Street
  Suite 3300
  Chicago, IL 60605
  UNITED STATES OF AMERICA
  
  Phone: +1 312 283 0869
  Fax: +1 866 277 9351
  E-mail: info@abfinancialservicesgroup.com, info@nasdaqshareholdersupport.org
  Websites: www.abfinancialservicesgroup.com
• Anderson Tate
  4107 Emerald Street
  Boise
  Idaho 83706
  UNITED STATES OF AMERICA
  
  Published on this site January 2004
• Anova Corporate Services
  222 Yanan Road East
  Shanghai
  CHINA 200002
  
  Associated individual: Stuart Lucas
  Published on this site July 2004
• Arawack Portfolio Management Inc
  Sunlife Plaza, 144 - 4th Avenue SW
  Ste. 3600
  West Tower
  Calgary, AB T2P 3N4
  CANADA
  
  Published on this site October 2005
• Argus Capital Investment Corporation
  Postbus 59366
  1040 KJ Amsterdam
  THE NETHERLANDS
  
  Associated individual: Ted Davies
  Published on this site August 2001
• Associated Financial Services
  118 Broadway
  Fargo
  ND 58102
  40 Exchange Place, New York, NY 10005
  
  Not to be confused with the genuine: Associated Financial Services, Inc, 118 Broadway, Suite 504 (BLACK BLDG) PO Box 2163, FARGO ND 58102 USA Tel: +1-701-293-9434
  
  Published on this site June 2008
• Atlantic International Partners
  01-03 Ocean Building
  10 Collyer Quay
  SINGAPORE 49315
  
  Published on this site May 2005
• Atlantis Mergers & Acquisition Group, Inc.
  J P Morgan International Plaza
  Suite 1500
  14221 Dallas Parkaway
  Dallas
  Texas 75254
  UNITED STATES OF AMERICA
  
  Published on this site December 2005
• Atlantic Pacific Securities (Australia) Pty Limited
  Suite 103
  566 St Kilda Road
  Melbourne
  Victoria 3004
  AUSTRALIA
  
  Associated individual: Adrian Aston aka Jewkes
  Published on this site August 2000
• Baros Corporation
  2857 NW 78 Avenue
  Miami
  Florida
  UNITED STATES OF AMERICA
  
  Published on this site November 2004
• Baxter Financial Group Inc
  1040 Avenue of the Americas
  24th Floor
  New York
  NY 10018
  UNITED STATES OF AMERICA
  
  Published on this site April 2004
• Baycorp International Mergers & Acquisitions
  9 Bei San Huan Dong Lu
  Chao Yang District
  Beijing 100029
  CHINA
  
  Published on this site August 2007
• Beacon Capital Management
  70 Kimberly Road
  HONG KONG
  (Beacon Capital Management, Hong Kong should not be confused with Beacon Capital Markets, LLC, UNITED STATES OF AMERICA or Beacon Capital Management Advisors, UNITED STATES OF AMERICA)
  
  Published on this site October 2005
• Beijing International Research Mergers and Acquisitions
  3/F Building B
  E-Wing Center
  113 Zhichun Rd
  Haidan District
  Beijing 100086
  CHINA
  
  Published on this site June 2006
• Bell International Asset Management
  12020 Shamrock Plaza
  Omaha, Nebraska 68154-3537
  UNITED STATES OF AMERICA
  
  Published on this site May 2005
• Benson Dupont Capital Management Inc
  14th Floor, Kamiya-cho Mori Bldg
  4-3-20 Toranomon
  Minato, Tokio
  JAPAN
  
  Published on this site August 2001
• Benson Dupont
  Level 23, CP Tower
  313 Silom Road
  Bangkok 10500
  THAILAND
  
  Associated individuals: Steve Wilson and Keith Nochman
  Published on this site August 2000
• Bentley Moore & Daines Sterling Strategies Group Limited
  18 Avenue Louis-Casai
  Geneva 28
  1211
  SWITZERLAND
  
  Published on this site November 2003
• Berchmans Lee Company Inc
  1410 Herrera Tower
  Herrera Street
  Salcedo Village
  Makati
  Manila
  PHILIPPINES
  
  Associated individual: Chris Carter
  Published on this site September 2000
• Berger Aron Macey
  Suite 2700, 1240 Peachtree Street NE
  Atlanta, GA 30309
  UNITED STATES OF AMERICA
  
  Published on this site June 2007
• Berkely Financial
  Associated individual: Harry Dean
  
  Published on this site November 2009
• Bernard Kaplan
  The Mercantile Exchange
  30 South Wacker Drive, 22nd floor
  Chicago, Illinois 60606
  UNITED STATES OF AMERICA
  
  Published on this site June 2007
• Bernstein & Zeiglier
  10 Anson Road
  # 18-18 International Plaza
  SINGAPORE 079903
  
  Associated individual: Henry Thornton
  Published on this site September 2002
• Bion, McConnan & Associates LLB
  141 757 West Hastings St
  Suite 800
  Vancouver B.C.
  CANADA
  
  Published on this site September 2002
• BioMaxx Systems Inc.
  Suite 1801
  1 Yonge Street
  Toronto
  Ontario M5E 1WS
  CANADA
  
  Associated person: Ralph Bayer
  Published on this site December 2007
• Boston Global Finance Inc.
  Paragon Towers
  233 Needham Street, suite 300
  Newton MA 02464
  UNITED STATES OF AMERICA
  
  Associated individual: Jessica Tyler
  Published on this site July 2004
• Bradford Kempner Investments Limited
  Unit 1512, 15th Floor
  Q-House Asoke Building
  66 Sukhumvit 21 Road
  Klongtoey Nua
  Wattana
  Bangkok 10110
  THAILAND
  
  Published on this site September 2001
• Bradley, Chen & Associates
  HONG KONG
  
  Associated individual: David Lake
  Published on this site July 2004
• Bremer Finance Ltd
  Howard Hughes Center
  6601 Center Drive, Suite 500
  Los Angeles, CA 90045
  USA
  
  Published on this site August 2007
• Brooks Pearson Investment Limited
  Wisma Danamon Aetna Life
  19th Floor, Jalan Jondral Sudirtnan
  Kauling 45-46
  Jakarta 12930
  INDONESIA
  
  Published on this site July 2001
• Brown & Company Trading Inc
  JAPAN
  
  Published on this site April 2007
• Brown & Burke Securities
  339, La Salle St
  Chicago, IL 60605
  UNITED STATES OF AMERICA
  
  Published on this site May 2005
• Can Am Acquisitions Inc
  ABC Center
  500 North Michigan Ave
  Suite 300
  Chicago Illinois 60611
  UNITED STATES OF AMERICA
  
  Published on this site March 2005
• Capital Assets Limited
  Taipei Metro Building
  Suite D, 11/F
  No. 207 Tun Hwa South Road, Sec.2
  Taipei
  TAIWAN
  
  Associated individual: Robert Mason
  Published on this site March 2001
• Capital Growth Equities S.L.
  Apartado de Correos 1057
  29600, Malaga
  SPAIN
  
  Published on this site December 2003
• Capital Management Group
  340 South Main Street
  New City
  NY 10956
  UNITED STATES OF AMERICA
  
  Associated individual: Thomas White
  
  Published on this site November 2004
• Capitol Transfer
  1121 West Park Ave
  Suite 100
  Los Angeles
  California 90021
  UNITED STATES OF AMERICA
  Associated individuals: Frank Roth, William Johnson
  
  Phone: +1 206 338 2159
  Fax: +1 323 421 9366
  website: www.capitoltransfer.com
  e-mail: capitol@capitoltransfer.com
  
  Published on this site March 2009
• Castlepeak and Sons, Ltd
  Blue Ash 11427 Reed Hartman Highway
  Cincinnati, OH 45241
  UNITED STATES OF AMERICA
  
  Published on this site November 2005
• C & C Global Co., Limited
  17th Floor UBC II Building
  Soi Sukhumvit 33
  Bangkok
  THAILAND
  
  Published on this site September 2001
• Central Capital Inc
  

  387 Ivy Street San Francisco California UNITED STATES OF AMERICA

  New Bright Building 11 Sheung Yuet Road HONGKONG

  
  Published on this site November 2002
• Century Capital Switzerland Limited

• Century Group M & A
  12604 Pacific Street
  Omaha - NE -68154
  UNITED STATES OF AMERICA
  
  Associated individual: Eric Cairns
  Published on this site July 2004
• Chabert Asset Management
  Superior East Avenue
  Suite 1300 Cleveland
  Ohio 44114
  UNITED STATES OF AMERICA
  
  Published on this site November 2005
• Chase Capital Inc.
  405 Lexington Avenue
  Chrysler Building
  New York City
  NY 10174
  UNITED STATES OF AMERICA
  
  Published on this site February 2007
• Cheoy Lee Asset Management Asia
  

  Hong Kong Office: Level 25, 1 Garden Road - China Tower HONG KONG

  Belgium Office: 106 Avenue Louise Brussels 1050 BELGIUM

  U.S. Office: 225 Bush Street San Francisco CA 94104 UNITED STATES OF AMERICA

  Published on this site October 2005
• Chicago Accounting
  235 W Cermak Road
  Chicago IL 60616
  UNITED STATES OF AMERICA
  
  Published on this site October 2005
• Chicago Board of Acquisition Inc
  

  5801 South Ellis Ave Chicago Illinois, 60637 UNITED STATES OF AMERICA Published on this site January 2004

• Citiexchange Group
  Level 12 Hibiya Central Building
  1-2-9 Nishi Shimbashi Minato-Ku
  Tokyo, Japan
  
  Associated individual: Angela Roberts
  Published on this site June 2005
  
• CitiFund Asset Management, Inc.
  399 Park Avenue
  8th Floor New York
  New York
  UNITED STATES OF AMERICA
  
  This firm is not associated with any legitimate businesses conducted by Citigroup or Citibank, some of which have offices at 399 Park Avenue in New York.
  Published on this site October 2007
• Clanvale Securities S.A.
  

  Edificio Torre America Floor 3 Office 307 Avenida Venezeula Bello Monte Caracas VENEZUELA

  Edificio Paladium Oficina 5F 4 Avenida 15-70 Zona 10 Guatemala City GUATEMALA C.A. 01010

  
  Associated individuals: Lance Ramsey, John Sparks, Charles Blundell
  Published on this site November 2001 & March 2003
• Clarkson Gordon Limited
  Daliana Court
  5 Chytron Street
  2nd Floor, Office 21
  1075 Nicosia
  CYPRUS
  
  Associated individuals: Bernard Owens, George Scott
  Published on this site September 2003
• Classic Consultants
  5419 Hollywood Boulevard
  Suite C-206
  Los Angeles
  CA 90027
  UNITED STATES OF AMERICA
  
  Associated individuals: Jack Quinn and Mark Johnson
  Published on this site July 2005
• Classic Gaming
  415 North Camden Drive
  Beverly Hills
  CA 90210
  UNITED STATES OF AMERICA
  
  Associated individual: Andrew Kennedy
  Published on this site July 2005
• Clover Mergers & Acquisitions
  United States Office
  South 700 East, South Salt Lake
  Salt Lake City
  UT 84107
  UNITED STATES OF AMERICA
  
  Published on this site November 2006
• Cohen Nesbit Group Limited
  Level 19 Hong Leong Building
  16 Raffles Quay
  SINGAPORE
  
  Published on this site September 2001
• Colony Capital & Associates
  20th Floor Marunouchi Building
  2-4-1 Marunouchi
  Chiyoda-ku
  Tokyo 100-6332
  JAPAN
  
  Phone: +813 6688 7243
  Fax: +813 4496 4202
  E-mail: info@colonycapitalassoc.net
  website: colonycapitalassoc.net
  
  Associated individuals: Tom Clairmont (VIP Acquisitions Dept.), Kim Glodenberg (Authorised signatory)
  
  Published on this site November 2007
• Compass-Asset Management
  SWITZERLAND
  The Compass Asset Management listed here has stolen the identity of a legitimate firm in Switzerland. The legitimate Compass Asset Management can be contacted by phone +41 91 9603983 or by fax on +41 91 960 3979.
  
  Published on this site April 2006
• Consolidated Transfer Inc.
  33 Hysan Avenue
  HONG KONG
  
  Published on this site May 2007
• Concorde Pacific Management Inc.
  Madrona Plaza Building
  1305, 34th Avenue
  Seattle, WA 98122
  UNITED STATES OF AMERICA
  
  Published on this site April 2007
• Cooper Kline NYC
  180 Malden Lane
  New York
  UNITED STATES OF AMERICA
  
  Associated individuals:
  Drew Richards E-mail: drew_richards@cooperklinenyc.com
  Jonathan Smith E-mail: jonathan.smithcaptranfer@gmail.com
  
  Published on this site August 2008
• Continental Allied Incorporated
  30 Queen's Road
  HONG KONG
  
  Published on this site April 2005
• Crawford Peale
  Unit 1609
  16th Floor, Vaint 1 Building
  1126/1 New Petchburi Road
  Bangkok 10400
  THAILAND
  
  Published on this site September 2001
• Crest Asset Management
  21 Science Park
  #06-07 The Aquarius
  Singapore, 117628
  
  Published on this site July 2008
• Crest International Investment Inc
  First West Building
  200 First Avenue West Suite 400
  Seattle
  Washington 98119
  UNITED STATES OF AMERICA
  
  Published on this site February 2005
• Crown Capital Corporation
  6 Sheraton St
  Soho
  LONDON
  UK W1F 8BH
  
  Published on this site June 2006
• Davis Goldberg Group
  782 NW 42nd Avenue
  Miami
  FL 33135
  UNITED STATES OF AMERICA
  
  Associated individual: Mark Hughes
  Published on this site May 2004
• Dawson Turner
  Two Penn Centre Plaza
  Philadelphia, PA 19102-1706
  UNITED STATES OF AMERICA
  
  Published on this site February 2004
• De Verre Lloyd & Co
  15th Floor, Cerulean Tower
  26-1 Sakuragaoka-cho
  Shibuya-ku
  Tokyo 150-8512
  JAPAN
  
  Associated individual: Ian Walsh
  Published on this site July 2004
• Deacons Lasalle
  London
  UNITED KINGDOM
  
  Published on this site March 2007
• Dearborn International
  719 Griswold Street
  Detroit
  Michigan 48226
  UNITED STATES OF AMERICA
  
  Associated individual: Gerry Markham
  Published on this site November 2004
• Dempster Hampton Duke
  26th floor
  The Chrysler Building
  405 Lexington Avenue
  New York City
  NY10174
  UNITED STATES OF AMERICA
  
  Published on this site October 2005
• Diligent Solutions
  19 Hennessey Road
  Wanchai
  HONG KONG
  
  Published on this site June 2006
• Diversified Global Capital Group
  2121 E. Pacific Coast Highway
  Corona Del Mar, California
  UNITED STATES OF AMERICA
  
  Diversified Global Capital Group is fraudulently using the name and address of Diversified Global Capital Group, Inc. which is a legitimate corporation in United States of America.
  
  Published on this site April 2007
• Diversified Investments Group
  Diversified Investments Group is fraudulently using the name of Diversified Investments Group Inc. which was a legitimate firm in United States of America. The legitimate Diversified Investments Group Inc. terminated registration on 2 October 2006.
  
  Published on this site October 2007
• DKM Global Management Inc
  1 Lan Kwai Fong
  HONG KONG
  
  Published on this site November 2003
• Douglas Baker & Co.
  800-615 West Broadway Ave.
  Vancouver, BC
  CANADA
  
  Associated individual: Richard Mason
  Published on this site January 2004
• Dragon Pacific Company Limited
  17th Floor, One Pacific Place
  140 Sukhumvit Road
  Bangkok
  THAILAND
  
  Associated individual: Douglas King
  Published on this site August 2000
• Drake Asset Management
  1991 Crocker Road
  Cleveland, OH 44145
  UNITED STATES OF AMERICA
  
  Published on this site May 2005
• Dreyfus Securities Limited
  14/F Kamiya-cho Mori Building
  4-3-20 Toranomon, Minato-ku
  Tokyo 105-0001,
  JAPAN
  
  Amnuaydech Suite 048
  22 Central Chidlom Tower
  Polenchit Road, Lumpini
  Pathumwan, Bangkok 10330
  THAILAND
  
  29/F One Canada Square
  Canary Wharf, London
  UNITED KINGDOM, E14 5DY
  
  Associated individual: Steven Dixon
  Published on this site July 2001
• Dukes and Company Securities Corporation
  

  Unit 1009 PSBank Tower Senator Gil J Puyat Avenue Makati City 1220 PHILIPPINES

  Constitution Drive PO Box 332 Belmopan BELIZE

  
  Associated individuals: Michael Martin, Ben Smit
  Published on this site September 2000
• Dune Dawson Inc.
  The Lincoln Building
  305 Madison Ave, Suite 439
  New York
  UNITED STATES OF AMERICA
  
  Associated Individual: Chad Robinson
  Published on this site June 2005
  
• Elders Cohen
  Hills Plaza 1
  345 Spear Street, Suite 138
  San Francisco
  California
  CA94105
  UNITED STATES OF AMERICA
  
  Associated individuals: Steve Thomas, Michael Sands
  Published on this site September 2003
• Eli Solomon
  580 Madison Avenue
  New York City
  New York 10022
  UNITED STATES OF AMERICA
  
  Associated individual: Andrew Forster
  Published on this site November 2007
• Eno Capital Ltd
  Level 9 AIG Building
  1-1-3 Marunouchi
  Chiyoda-ku
  Tokyo 100-0005
  JAPAN
  
  Published on this site October 2005
• EquiAsia Group Limited
  Operating out of Tokyo, Japan
  
  Published on this site June 2008
• Equinox Equities
  19 Des Voeux Road
  HONG KONG
  
  Published on this site September 2005
• Equiserve Trust Capital Market
  423 Walpole Ter Canton
  MA 02021
  UNITED STATES OF AMERICA
  
  Published on this site December 2005
• European Private Equity Group
  Grosse Bockenheimer 13
  Suite 2160
  60313 Frankfurt
  Am Main
  GERMANY
  
  Published on this site September 2005
• Evans and Stern Corporation
  website: www.evansandstern.com
  E-mail: info@evannsandstern.com
  Associated Individual: Kevin Lomax
  
  Published on this site June 2009
• Factor Ten Financial
  30th Floor, Central Plaza
  18 Harbour Road
  HONG KONG
  
  Published on this site February 2006
• Fairchild Roth Financial Inc
  Gallery 4
  12 Leadenhall Street
  London EC3V 1LP
  UNITED KINGDOM
  
  Published on this site November 2003
• Financial Assets Corporation
  30 Wall Street
  Suite 1203
  New York, NY 10005
  UNITED STATES OF AMERICA
  
  Published on this site October 2005
• First Capital Securities Limited
  P O Box 847
  1 Capital Place
  Georgetown
  Grand Cayman
  CAYMAN ISLANDS
  
  Published on this site January 2004
• First Colonial Management
  17 Ensign House, Admirals Way
  London E14 9XQ
  
  Associate individual: Kent Daniels
  Published on this site June 2005
  
• First Independent Capital Resources, Inc
  Shiroyuma JT Movi Building
  8-1 Toranoman 4 Chome
  Minato-Ku, Tokyo 105
  JAPAN
  
  Published on this site September 2002
• First Independent Resource Management Group Inc
  4, V.S. Prospero
  Milano
  ITALY
  Published on this site September 2001
• First International Equity & Acquisition Inc
  654 Madison Avenue
  New York
  NY 10021
  UNITED STATES OF AMERICA
  
  Published on this site April 2004
• First International Equity Inc.
  UNITED STATES OF AMERICA
  
  Associated individual: James C. King
  Published on this site March 2003
• First National Financial Group Inc
  

  Empire State Building 350 6th Avenue Suite 3304 New York NY 10118 UNITED STATES OF AMERICA

  46th Floor 140 Broadway New York NY 10005

  
  Published on this site November 2003
• Fisher Sterling International Limited
  302 Hung Kei Mansion
  5-8 Queen Victoria Street Central
  HONG KONG
  
  Associated individual: Dave Adams
  Published on this site September 2001
• Flagship Consolidated
  663 King's Road
  HONG KONG
  
  Phone: +852 3693 1523
  Fax: +852 3015 8912
  E-mail: info@flagshipcsld.com
  website: www.flagshipcsld.com
  
  Associated individual: Jack Perez
  Published on this site February 2009
• Fleetwood Mergers and Acquisitions
  2500 City West Blvd
  Houston
  TX 77042-3000
  UNITED STATES OF AMERICA
  
  Published on this site October 2006
• Foreign Currency International
  27 Sukhumvit Soi 20
  Bangkok, 10110
  THAILAND
  
  Associated individual: Stephen Sharpe
  Published on this site December 2000
• Foreign Trade International
  12th Floor
  253 Sukhumvit Soi
  21 Asoke Road
  Bangkok 10110
  THAILAND
  
  Associated individuals: Ian Morris, Christian Webb, Michael Lumby, Alex Pagan, Dennis Askew.
  Published on this site August 2001
• FourWinds Trading Systems
  Drake Chambers, Road Town
  Tortola
  PO Box 3321
  BRITISH VIRGIN ISLANDS
  
  Associated individual: Scott Mullens
  Published on this site July 2004
• FX Advisors East, LLC
  200 Public Square Suite 2955
  Cleveland
  Ohio
  UNITED STATES OF AMERICA
  
  Published on this site August 2001

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