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FINANCIAL ADVICE

The Securities Commission is not currently consulting on any documents.

Staff Paper on Regulating and Supervising Financial Advisers

Staff Paper on Authorised Financial Adviser Competence

Proposed minimum standards of ethical behaviour and client care, Code Committee for Financial Advisers

Proposed Minimum Standards of Competence, Knowledge and Skills for Authorised Financial Advisers, Code Committee for Financial Advisers

Fees Regulations Discussion Document, Ministry of Economic Development

Financial Advisers Act 2008: Disclosure Regulations (PDF 196KB), Ministry of Economic Development

Financial Service Providers Disputes Resolution Discussion papers, Ministry of Consumer Affairs

See also

- Introduction
- For consumers
- For financial advisers
- For the financial sector
- For education institutions
- Frequently asked questions