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Financial advice - Information about new requirements under the Financial Adviser Act

News Release: Deadline approaching for Tranz Rail shareholders to claim compensation

News Release: 3 July 2009

News Release: Commission statement on PLUS SMS Holdings Limited

News Release: 3 July 2009

Minister's News Release: Disclosure regulations for financial advisers

Minister's Release: 1 July 2009

Speech: The financial crisis and corporate governance

Speech: 22 June 2009

News Release: Commission alerts issuers to recurring financial reporting inadequacies

News Release: 22 June 2009

News Release: Securities Commission encourages ING investors to carefully consider purchase offer

News Release: 18 June 2009

News Release: Consultation begins on financial adviser regulation

News Release: 18 June 2009

Discussion document: Staff Paper on Regulating and Supervising Financial Advisers

Publication: 18 June 2009

Speech: IOSCO Annual Conference Opening Ceremony

Speech: 10 June 2009

Publication: Statement of Intent 2009-2012

Publication: 29 May 2009

Speech: Minister of Commerce to branches of the Institute of Financial Advisors.

Speech: 22 May 2009

Speech: Governance in times of crisis

Speech: 20 May 2009

Minister's News Release: Commissioner for Financial Advisers appointed

Minister's Release: 14 May 2009

Publication: The Bulletin April 2009

Publication: 11 May 2009

Speech: The international regulatory environment

Speech: 1 May 2009

News Release: Tranz Rail shareholders yet to claim compensation

News Release: 24 April 2009

List of Shareholders eligible for compensation from Tranz Rail case

Publication: 24 April 2009

Speech: Who should do what in the global financial architecture ... the art of the possible

Speech: 22 April 2009

News Release: Securities Commission bans advertising for Propertyfinance Securities Limited moratorium restructure

News Release: 20 April 2009

News Release: Consultation begins on skills required for financial advisers

News Release: 20 April 2009

News Release: Commission finds disclosure in financial reporting 'satisfactory'

News Release: 1 April 2009

Publication: Review of Financial Reporting by Issuers Cycle 8

Publication: 31 March 2009

Exemption: Changes to exemption on short form prospectuses

Exemption: 24 March 2009

News Release: Commission reviewing corporate governance disclosure

News Release: 23 March 2009

Speech: New Zealand's capital markets and the global financial crisis

Speech: 17 March 2009

Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit

Speech: 1 March 2009

Publication: The Bulletin January 2009

Publication: 31 January 2009

News Release: Commission chairman on international advisory group

News Release: 28 January 2009

Publication: Offering securities in New Zealand and Australia under mutual recognition (revised version)

Publication: 21 January 2009

News Release: Nathans Finance directors charged

News Release: 23 December 2008

News Release: Bridgecorp chairman and remaining directors charged

News Release: 23 December 2008

Discussion Document: Exemptions for listed share purchase plans and rights offers

Discussion Document: 23 December 2008

Publication: Briefing paper for Minister of Commerce Hon Simon Power

Publication released: 17 December 2008

News Release: Commission alerts issuers to financial reporting matters

News Release: 11 December 2008

Article: Moratorium proposals - what investors should consider

Article: 3 December 2008
 

Financial advice

 

Company information

 

International Organization of Securities Commissions

 

Securities law for Investment Advisers and Market Participants 2008

 

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