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Exemption for Trustee Corporations and Nominee Companies under Section 31 of the Securities Markets Act 1988
Section 31 of the Securities Markets Act 1988 provides an exemption for trustee corporations and nominee companies from certain obligations to disclose substantial security holdings.
Under that section, a person (A) need not comply with any of sections 22 to 25 in relation to 1 or more substantial holdings in 1 or more public issuers if - (a) A has that substantial holding merely because A acts for another person in the ordinary course of business as a trustee corporation or a nominee company; and (b) A has opted in to this exemption by written notice to the Commission (and not withdrawn the notice by further written notice to the Commission).
The Trustee Corporations and Nominee Companies which have notified the Commission that they have opted in to this exemption are listed below.
| Name of Trustee Corporation/Nominee Company (Company Number) | Date of receipt of written notice |
| Private Nominees Limited (1566053 ) | 24 February 2010 |
| TEA Custodians (ASB Bond PIE) Limited (CN2213617) | 27 February 2009 |
| TEA Custodians (FBL) Limited (CN2203480) | 27 January 2009 |
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Public Trust and related companies:
New Zealand Permanent Trustees Limited (CN158700) Kinloch Nominees Limited (CN2136926) Lancashire Limited (CN881234) Masterportfolio Nominees Limited (CN847011) Mint Nominees Limited (CN1893819) Newburg Nominees Limited (CN398835) NZPT Custodians (Grosvenor) Limited (CN1472314) Permanent Nominees Limited (CN520754) Plato Nominees Limited (CN638865) Portfolio Nominees Limited (CN876210) Proteus Limited (CN599751) Public Nominees Limited (CN349880) Sirius Wealth Management Nominees Limited (CN2055502) Tepler Nominees Limited (CN1843111) Windley Nominees Limited (CN335499) |
4 September 2008 |
| The New Zealand Guardian Trust Company Limited (CN115240) and its following subsidiaries: AMP KiwiSaver Scheme Nominees Limited (CN1965649) BNZ Investment Services Nominees Limited (CN2163959) BTNZ KiwiSaver Nominees Limited (CN1931088) BTNZ Unit Trust Nominees Limited (CN082590) Cash Unit Trust Nominees Limited (CN1988787) Customhouse Nominees Limited (CN815515) Customhouse Nominees No. 2 Limited (CN895699) CYMBIS Custodians (NZ) Limited (CN2003777) Diversified Nominees Limited (CN2106800) FMH Nominees Limited (CN2146990) Foundation Nominees Limited (CN1738127) Fund Nominees Limited (CN2103732) GT Nominees Limited (CN819538) Guardian Nominees Limited (CN417736) Guardian Nominees No. 2 Limited (CN387830) Guardian Nominees No. 3 Limited (CN890395) Guardian Trust Fidelity Nominees Limited (CN161631) Guardian Trust Fund Nominees Limited (CN2115560) Guardian Trust Nominees Limited (CN060588) Home Loan Nominees Limited (CN1024740) Home Mortgage Nominees Limited (CN1633514) ING Property Trust Nominees Limited (CN884138) Investment Suite Nominees Limited (CN1517367) New Zealand Rural Property Trust Nominees Limited (CN335462) NZ Share Index Nominees Limited (CN068090) NZGT (Foundation) Security Trustee Limited (CN2003775) NZGT (Martin Currie) Nominees Limited (CN1536124) NZGT LIC Nominees Limited (CN2144269) NZGT Nominees Limited (CN563020) NZGT Trust Management Limited (CN1927043) Pageant Limited (CN616462) PMIT Nominees Limited (CN1529081) Premier Nominees Limited (CN379465) Private Portfolio Service Nominees Limited (CN433592) Propertyfinance Funding Nominees Limited (CN1299888) RFX 2008-1 NZ Nominees Limited (CN2135201) Sheath Holdings Limited (CN330857) Super Tracker Nominees Limited (CN930746) Super WINZ Nominees Limited (CN930747) The National Property Trust Holdings Limited (CN625906) TIM Nominees Limited (CN042708) Tracker Nominees Limited (CN834291) TSB PIE Limited (CN2119340) WINZ Nominees Limited (CN858957) Guardian Trust Investment Nominees (RWT) Limited (CN854255) Guardian Trust Investment Nominees Limited (CN076900) Guardian Trust Superannuation Trustees Limited (CN1939031) NZGT Superannuation Trustees Limited (CN1961678) |
26 August 2008 |
| First NZ Capital Custodians Limited (CN22522) | 25 June 2008 |
| FNZ Custodians Limited (CN1185808) | 23 June 2008 |
| ASB Nominees Limited (CN968320) | 5 June 2008 |
| Asset Custodian Nominees Limited (CN1157915) | 30 May 2008 |
| Citibank Nominees (New Zealand) Limited (CN256875) | 19 May 2008 |
| Palliser Nominees Limited (CN614458) | 19 May 2008 |
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Perpetual Trust Limited (CN142894) and its following subsidiaries:
AMP NZ Office Lambton Quay Limited (CN877581) D C Larsen & Co Limited (CN150525) Pegasus Investment Fund Limited (CN139559) Streat Property Fund Limited (CN560780) Crawford Property Fund Limited (CN951835) Goodman Property Aggregated Limited (CN956209) Arvensis Holdings Limited (CN549785) NZ Foundation Nominees Limited (CN151605) Diversified Mortgage Trust No 1 Limited (CN1800747) Perpetual Trust Services Limited (CN148782) Perpetual Nominees Christchurch Limited (CN133742) Insignis Nominees Limited (CN445947) Victoria Street Holdings Limited (CN1149559) Goodman (Highbrook) Limited (CN1520566) AMP NZ Property Securities Limited (CN960227) AMP NZ Property Developments Limited (CN960234) AMP NZ Property Commercial Limited (CN960232) AMP NZ Property Industrial Limited (CN960222) AMP NZ Property Retail Limited (CN960221) AMP NZ Office Waterfront Tower Limited (CN1020571) AMP NZ Office Featherston Street Limited (CN877577) AMP NZ Office 151 Queen Street Limited (CN872197) Sapphire Securities Limited (CN1248216) AMP NZ Office 1 The Terrace Limited (CN878232) AMP NZ Office Quay Tower Limited (CN877583) AMP NZ Office Albert Street Limited (CN878233) AMP NZ Office Pastoral Limited (CN1473366) Valetta Holdings Limited (CN630633) AMP NZ Office Willis Street Limited (CN1516094) AMP NZ Office The Park Limited (CN1516093) AMP Property Portfolio Investments Limited (CN1691630) AMP NZ Office Mayfair Limited (CN1696857) Australian Property Holdings Limited (CN1703912) AMP NZ Office 80 The Terrace Limited (CN1892123) AMP NZ Office 21 Queen Street Limited (CN1921928) AMP NZ Office Brandon Street Limited (CN1921517) AMP NZ Office 21 Queen Freehold Limited (CN1921898) Active Equities Limited (CN935599) Great Northern Developments Limited (CN1969702) AMP Property Portfolio Limited (CN2086790) AMP NZ Office Chews Lane Limited (CN2094255) AMP Capital Property Portfolio Limited (CN2099677) |
16 May 2008 |
| Custodial Services Limited (CN640479) | 12 May 2008 |
Trustees Executors Limited (CN142877) and its following subsidiaries:
New Scotland Nominees Limited (CN457692) APRC NZ Nominee Limited (CN1037142) Trustees Executors Custodians (BER) Limited (CN1867952) IFR Nominees Limited (CN618193) Trustees Executors Mortgage Holdings Limited (CN603753) T E A Nominees Limited (CN149723) Local Authority Bond Trust Nominee Limited (CN912433) Trustees Executors Custodians (Bluestone) Limited (CN1262493) TEA Custodians (Oceania) Limited (CN1643263) Trustees Executors Custodians (Kauri) Limited (CN1810713) Trustees Executors Superannuation Limited (CN1175384) Custody and Investment Nominees Limited (CN603955) TOWER Property Nominees Limited (CN580655) FM Custodians Limited (CN1037365) Trustees Executors Custodians (Pacific) Limited (CN1045105) Trustees Executors Investments Limited (CN149596) Trustees Executors and Advisors Limited (CN632856) The Trustees, Executors, and Agency Company of New Zealand Limited (CN953926) TEA Custodians (Pioneer Capital) Limited (CN2023256) Equitable Property Holdings Limited (CN836907) TEA Custodians (Pacific) Limited (CN938618) Lighthouse Superannuation Nominees Limited (CN37388) T.E.A. Custodians Limited (CN280108) TEA Custodians (Interstar) Limited (CN896418) Trustees Executors Custodians (Foundation) Limited (CN1742138) Foundation Custodians Limited (CN1742098) TEL Mortgage Nominees (No 74) Limited (CN1897036) Tasman Funds Management Limited (CN550359) T.E.A. Custodians (SeniorCare) Limited (CN801179) PCS Investment Nominees Limited (CN849440) TEA Custodians (CHPT) Limited (CN939010) TEA Custodians (Bluestone) Limited (CN126490) Bonus Bonds Custodians Limited (CN474341) Trustees Executors Custodians (Interstar) Limited (CN1471871) TEA Custodians (Kauri) Limited (CN1810711) Trustees Executors Custodians (Finance Management) Limited (CN1939251) |
15 April 2008 |
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