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Exemption Summaries

From April 1999 until July 2005 the Commission published summaries of exemptions granted. The summaries provided a business language version of the exemption notice. They also described the reasons or the principal considerations taken into account in deciding to grant each exemption.

Subsequently the written style of exemption notices has become less technical and a Statement of Reasons is included in each notice making exemption summaries unnecessary.

Previously published exemption summaries are listed below.

Exemption Summaries: 2005 2004 2003 2002 2001 2000 1999

Summaries of Exemptions Granted in 2003.

SR 2003/04 Securities Act (Macquarie Investment Services Limited) Exemption Notice 2003

SR 2003/32 Securities Act (Overseas Employee Share Purchase Schemes) Exemption Amendment Notice 2003

SR 2003/33 Securities Act (Promina Group Limited) Exemption Notice 2003

SR 2003/37 Securities Act (New Zealand Stock Exchange - New Capital Market) Exemption Notice (No 2) 2000 Amendment Notice 2003

SR 2003/66 Securities Act (Charitable and Religious Purposes) Exemption Notice 2003

SR 2003/67 Securities Act (Local Authority and Other Venture Capital Schemes) Exemption Notice 2003

SR 2003/87 Securities Act ( Takeovers ) Exemption Amendment Notice 2003

SR 2003/88 Securities Act (Goodman Finance Limited) Exemption Notice 2003

SR 2003/97 Securities Act (Guinness Peat Group plc) Exemption Amendment Notice 2003

SR 2003/109 Securities Act (Charitable and Religious Purposes) Exemption Amendment Notice 2003

SR 2003/110 Securities Act (Orb Technology Limited) Exemption Notice 2003

SR 2003/111 Securities Act (Superannuation Schemes - Summary of Financial Statements) Exemption Amendment Notice 2003

SR 2003/126 Securities Act (New Zealand Exchange Limited) Exemption Notice 2003

SR 2003/131 Securities Act (Utilico Investment Trust plc) Exemption Notice 2003

SR 2003/135 Securities Act (Cyber Dyne Computer Corporation Liquidating Trust) Exemption Notice 2003

SR 2003/147 Securities Act (Retirement Villages) Exemption Amendment Notice 2003

SR 2003/148 Securities Act (Certificates for Securities Transferred Electronically) Exemption Notice 2003

SR 2003/169 Securities Act (ING (NZ) Administration Pty Limited) Exemption Notice 2003

SR 2003/170 Securities Act (Hudson Highland Group) Exemption Notice 2003

SR 2003/172 Securities Act (Dominion Foundation Property Fund Limited) Exemption Amendment Notice 2003

SR 2003/190 Securities Act (Global Investment Services Limited and Global Guardian Management Limited) Exemption Notice 2003

SR 2003/191 Securities Act (Stage Three/Four Limited) Exemption Notice 2003

SR 2003/193 Securities Act (AMP Office Trust) Exemption Notice 2003

SR 2003/202 Securities Act (Vedior NV) Exemption Notice 2003

SR 2003/203 Securities Act (Stage Three/Four Limited) Exemption Amendment Notice 2003

SR 2003/204 Securities Act (Overseas Companies) Exemption Amendment Notice 2003

SR 2003/261 Securities Act (NZ Mid Cap Index Fund and TORTIS-OZZY Fund) Exemption Notice 2003

SR 2003/262 Securities Act (BT Funds Management Limited and Sagitta Wealth Management Limited) Exemption Notice 2003

SR 2003/265 Securities Act (Te Kaikoura Investments Limited) Exemption Notice 2003

SR 2003/266 Securities Act (Wool Equities Limited) Exemption Notice 2003

SR 2003/267 Securities Act (Macquarie Companies) Exemption Notice 2003

SR 2003/268 Securities Act (Retirement Villages) Exemption Amendment Notice (No 2) 2003

SR 2003/276 Securities Act (OM-IP Companies) Exemption Amendment Notice 2003

SR 2003/297 Securities Act (Australian Registered Managed Investment Schemes) Exemption Notice 2003

SR 2003/298 Securities Act (Capricorn Society Limited) Exemption Notice 2003

SR 2003/301 Securities Act (Zintel Communications Limited) Exemption Notice 2003

SR 2003/304 Securities Act (Global Investment Services Limited and Global Guardian Management Limited) Exemption Notice (No 2) 2003

SR 2003/309 Securities Act (The Regent Fund Limited) Exemption Notice 2003

SR 2003/310 Securities Act (Contact Energy Limited) Exemption Notice 2003

SR 2003/315 Securities Act (NZX - NZAX Market) Exemption Notice 2003

SR 2003/321 Securities Act (Indo-Pacific Energy Limited) Exemption Notice 2003

SR 2003/322 Securities Act (Overseas Employee Share Purchase Schemes) Exemption Amendment Notice (No 3) 2003

SR 2003/332 Securities Act (Kingdom Resources Trust) Exemption Notice 2003

SR 2003/339 Securities Act (Commodity Strategies Pty Limited) Exemption Notice 2003

SR 2003/352 Securities Act (Multiple Participants Superannuation Schemes) Exemption Amendment Notice 2003

SR 2003/362 Securities Act (Employee Share Purchase Schemes) Amendment Notice 2003

SR 2003/363 Securities Act (Overseas Employee Share Purchase Schemes) Exemption Amendment Notice (No 4) 2003

SR 2003/364 Securities Markets Act (Citigroup) Exemption Notice 2003

SR 2003/393 Securities Act (Williams and Kettle Limited) Exemption Notice 2003

SR 2003/396 Securities Act (The Royal New Zealand Yacht Squadron Incorporated) Exemption Notice 2003