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Exemption Summaries

From April 1999 until July 2005 the Commission published summaries of exemptions granted. The summaries provided a business language version of the exemption notice. They also described the reasons or the principal considerations taken into account in deciding to grant each exemption.

Subsequently the written style of exemption notices has become less technical and a Statement of Reasons is included in each notice making exemption summaries unnecessary.

Previously published exemption summaries are listed below.

Exemption Summaries: 2005    2004    2003    2002    2001    2000    1999

Summaries of Exemptions Granted in 2002.

SR 2002/01 Securities Act (Fonterra Co-operative Group Limited) Exemption Notice 2002
SR 2002/04 Securities Act (Investment Management Contracts) Exemption Notice 2002
SR 2002/14 Securities Act (Apata Centrepac Limited) Exemption Notice 2002
SR 2002/30 Securities Act (Novo Nordisk A/S) Exemption Amendment Notice 2002
SR 2002/31 Securities Act (Willis Group Holdings Limited) Exemption Notice 2002
SR 2002/47 Securities Act (Livestock Improvement Corporation Limited) Exemption Notice 2002
SR 2002/69 Securities Act (Tower Limited and Tower Finance Limited) Exemption Notice 2002
SR 2002/78 Securities Act (MoneyOnLine Limited) Exemption Notice 2002
SR 2002/79 Securities Act (Turners & Growers Limited and Turners Auctions Limited) Exemption Notice 2002
SR 2002/93 Securities Act (Property Fund Thirty-One Limited) Exemption Notice 2002
SR 2002/109 Securities Act (Westhaven (Existing Marina) Trust) Exemption Notice 2002
SR 2002/110 Securities Act (Rights, Options, and Convertible Securities) Exemption Amendment Notice 2002
SR 2002/112 Securities Act (AECOM Technology Corporation and AECOM Merger Corporation) Exemption Notice 2002
SR 2002/113 Securities Act (Overseas Companies) Exemption Amendment Notice 2002
SR 2002/114 Securities Act (New Zealand Post Limited Stamp Collectors) Exemption Notice 2002
SR 2002/115 Securities Act (Amcor Investments (New Zealand) Limited) Exemption Amendment Notice 2002
SR 2002/122 Securities Act (BHP Billiton Limited) Exemption Notice 2002
SR 2002/124 Securities Act (Skellmax Industries Group Limited) Exemption Notice 2002
SR 2002/143 Securities Act (Robert Brown Developments (Napier) Limited) Exemption Notice 2002
SR 2002/147 Securities Act (Unit Trust Short Form Prospectus) Exemption Notice 2002
SR 2002/148 Securities Act (Vertex Group Holdings Limited) Exemption Notice 2002
SR 2002/149 Securities Act (Australian Registered Managed Investment Schemes) Exemption Amendment Notice 2002
SR 2002/191 Securities Act (Kohinoor Series One Fund Limited) Exemption Notice 2002
SR 2002/194 Securities Act (TOWER Trust Limited) Exemption Amendment Notice 2002
SR 2002/195 Securities Act (New Zealand Permanent Trustees Limited) Exemption Notice 2002
SR 2002/205 Securities Act (National Property Trust) Exemption Notice 2002
SR 2002/221 Securities Act (McDermott Property Group Limited) Exemption Notice 2002
SR 2002/236 Securities Act (Australian Registered Managed Investment Schemes) Exemption Amendment Notice (No 2) 2002
SR 2002/239 Securities Act (Public Trust) Exemption Amendment Notice 2002
SR 2002/240 Securities Act (Macquarie Titan II Trust) Exemption Notice 2002
SR 2002/241 Securities Act (New Zealand Stock Exchange Restructuring) Exemption Notice 2002
SR 2002/243 Securities Act (New Zealand Dairy Foods Holdings Limited) Exemption Notice 2002
SR 2002/248 Securities Act (Fulton Hogan Limited) Exemption Amendment Notice 2002
SR 2002/249 Securities Act (Turners Auctions Limited) Exemption Notice 2002
SR 2002/282 Securities Act (Religious Organisations) Exemption Amendment Notice 2002
SR 2002/283 Securities Act (Charitable and Other Purposes) Exemption Amendment Notice 2002
SR 2002/284 Securities Act (Industrial and Provident Societies) Exemption Amendment Notice 2002
SR 2002/285 Securities Act (Co-operative Dairy Companies) Exemption Amendment Notice 2002
SR 2002/286 Securities Act (Co-operative Companies) Exemption Amendment Notice 2002
SR 2002/287 Securities Act (Union Medical Benefits Society Limited) Exemption Notice 2002
SR 2002/288 Securities Act (BIL International Limited) Exemption Notice 2002
SR 2002/289 Securities Act (Audiovisual Advertisements) Exemption Notice 2002
SR 2002/290 Securities Act (Estates and Interests in Australian Land) Exemption Notice 2002
SR 2002/291 Securities Act (Friendly Societies) Exemption Notice 2002
SR 2002/292 Securities Act (Renewals and Variations) Exemption Notice 2002
SR 2002/293 Securities Act (Stock and Station Agents) Exemption Notice 2002
SR 2002/294 Securities Act (Advertisements Containing Investment Advice) Exemption Notice 2002
SR 2002/295 Securities Act (Authorised Futures Contracts) Exemption Notice 2002
SR 2002/296 Securities Act (Continuous Debt Issues) Exemption Notice 2002
SR 2002/297 Securities Act (Commercial Bill Dealers) Exemption Notice 2002
SR 2002/298 Securities Act (Life Insurance Companies) Exemption Notice 2002
SR 2002/299 Securities Act (Overseas Companies) Exemption Notice 2002
SR 2002/300 Securities Act (Overseas Takeovers by New Zealand Companies) Exemption Notice 2002
SR 2002/301 Securities Act (Short Form Prospectus) Exemption Notice 2002
SR 2002/302 Securities Act (Unit Trust Certificates) Exemption Notice 2002
SR 2002/303 Securities Act (Bloodstock) Exemption Notice 2002
SR 2002/304 Securities Act (Foodstuffs (South Island) Limited) Exemption Notice 2002
SR 2002/305 Securities Act (Banks) Exemption Notice 2002
SR 2002/306 Securities Act (Vector Limited) Exemption Notice 2002
SR 2002/312 Securities Act (New Zealand Permanent Trustees Limited) Exemption Amendment Notice 2002
SR 2002/314 Securities Act (Australian Issuers) Exemption Notice 2002
SR 2002/315 Securities Act (Real Property Proportionate Ownership Schemes) Exemption Notice 2002
SR 2002/316 Securities Act (Group Investment Index Funds) Exemption Notice 2002 & Securities Act (Group Investment Index Funds) Exemption Amendment Notice 2002
SR 2002/317 Securities Act (Equity Warrant Issuers) Exemption Notice 2002
SR 2002/318 Securities Act (Rights, Options, and Convertible Securities) Exemption Notice 2002
SR 2002/319 Securities Act (Building Societies) Exemption Notice 2002
SR 2002/320 Securities Act (Employee Share Purchase Schemes) Exemption Notice 2002
SR 2002/321 Securities Act (Canadian Issuers Employee Stock Purchase Plans) Exemption Notice (No 2) 1997 Amendment Notice 2002
SR 2002/322 Securities Act (Listed Australian Issuers Employee Share Schemes) Exemption Notice (No 2) 1997 Amendment Notice (No 2) 2002
SR 2002/323 Securities Act (United Kingdom Issuers Employee Share Purchase Schemes) Exemption Amendment Notice 2002
SR 2002/324 Securities Act (United States Issuers Employee Stock Purchase Plans) Exemption Amendment Notice 2002
SR 2002/325 Securities Act (HCM Global Asset Fund Limited) Exemption Notice 2002
SR 2002/326 Securities Act (Overseas Listed Issuers) Exemption Notice 2002
SR 2002/327 Securities Act (Employee Share Purchase Schemes) Exemption Notice (No 2) 1997 Amendment Notice 2002
SR 2002/328 Securities Act (Amalgamations) Exemption Notice 2002
SR 2002/329 Securities Act (Overseas Employee Share Purchase Schemes) Exemption Notice 2002
SR 2002/339 Securities Act (Dominion Income Property Fund Limited) Exemption Notice 2002
SR 2002/340 Securities Act (Sonic Healthcare Limited) Exemption Notice 2002
SR 2002/341 Securities Act (Powerco Limited) Exemption Notice 2002
SR 2002/345 Securities Act (Guinness Peat Group plc) Exemption Notice 2002
SR 2002/346 Securities Act (Assure New Zealand Limited) Exemption Notice 2002
SR 2002/379 Securities Act (Industrial and Provident Societies) Exemption Notice 2002
SR 2002/381 Securities Act (Co-operative Companies) Exemption Notice 2002
SR 2002/391 Securities Act (New Zealand Wool Board) Exemption Notice 2002
SR 2002/404 Securities Act (Industrial and Provident Societies) Exemption Notice 2002 Amendment Notice 2002
SR 2002/407 Securities Act (Industrial and Provident Societies) Exemption Notice 1997 Amendment Notice (No 2) 2002
SR 2002/421 Securities Act (The New Zealand Wine Company Limited) Exemption Notice 2002
SR 2002/422 Securities Act (Great Britain Collective Investment Schemes) Exemption Amendment Notice 2002

 

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