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Securities Markets Act Exemption Notices

Notices that are currently in force are listed below with their expiry dates.

This list is updated regularly, however if you are waiting for a new notice you should check the New Zealand Gazette which is published every Thursday.

Exemption notices are published at www.legislation.govt.nz. Select Statutory Regulations and scroll to Securities Act or Financial Reporting Act, as applicable, for all Securities Commission exemption notices.

Between 1999 and July 2005 the Commission published summaries of new exemptions granted which explained in business language the effects of the exemption and the reasons it was granted.



  SR Expiry
Securities Markets Act (Citigroup)   
  Exemption Notice 2003 2003/364 31/10/2013
  Amendment Notice 2008 2008/366 31/10/2013
Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)   
  Exemption Notice 2004 2004/105 30/04/2014
  Amendment Notice 2009 2009/112  
Securities Markets Act (Masthead Joint Venture)   
  Exemption Notice 2005 2005/109 30/04/2010
Securities Markets Act (New Zealand Post Limited Bonus Bonds)   
  Exemption Notice 2009 2009/204 27/07/2009
Securities Markets Act (Telecom Corporation of New Zealand Limited)   
  Exemption Notice 2008 2008/22 30/11/2012