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Securities Act Exemption Notices
A - D | E - Q | R - Z
| SR | Expiry | ||
| Securities Act (Eastside Trustee Limited) | |||
| Exemption Notice 2007 | 2007/67 | 29/02/2012 | |
| Securities Act (Eligible Service Superannuation Schemes) | |||
| Exemption Notice 2004 (Summary) | 2004/473 | 31/07/2014 | |
| Amendment Notice 2010 | 2010/34 | ||
| Securities Act (Elson Ross Funds Management Limited) | |||
| Exemption Notice 2007 | 2007/379 | 30/11/2012 | |
| Securities Act (Employee Share Purchase Schemes - Listed Companies) | |||
| Exemption Notice 2006 | 2006/12 | 28/02/2011 | |
| Securities Act (Employee Share Purchase Schemes - Unlisted Companies) | |||
| Exemption Notice 2005 | 2005/276 | 30/09/2012 | |
| Securities Act (Employer Superannuation Schemes) | |||
| Exemption Notice 2004 (Summary) | 2004/215 | 31/07/2014 | |
| Amendment Notice 2004 (Summary) | 2004/402 | ||
| Amendment Notice 2006 | 2006/3 | ||
| Amendment Notice 2009 | 2009/201 | ||
| Securities Act (Endace Limited) | |||
| Exemption Notice 2005 (Summary) | 2005/217 | 30/07/2010 | |
| Securities Act (Equity Warrant Issuers) | |||
| Exemption Notice 2002 (Summary) | 2002/317 | 30/09/2012 | |
| Amendment Notice 2007 | 2007/278 | ||
| Securities Act (Estates and Interests in Australian Land) | |||
| Exemption Notice 2002 | 2002/290 | 30/09/2012 | |
| Securities Act (Extension of Term, Amendment, and Revocation of Certain Exemptions)) | |||
| Exemption Notice 2007 | 2007/277 | N/A | |
| Securities Act (Externally Managed Group Investment Funds) | |||
| Exemption Notice 2003 | 2003/86 | 30/04/2013 | |
| Amendment Notice 2008 | 2008/107 | ||
| Securities Act (Externally Managed KiwiSaver Schemes and Superannuation Schemes) | |||
| Exemption Notice 2008 | 2008/116 | 8/05/2013 | |
| Securities Act (Feltex Carpets Limited) | |||
| Exemption Notice 2005 (Summary) | 2005/10 | 30/04/2010 | |
| Securities Act (Fidelity Investment Funds ICVC) | |||
| Exemption Notice 2006 | 2006/150 | 30/06/2011 | |
| Securities Act (Financial Institutions) | |||
| Exemption Notice 2007 | 2007/113 | 30/04/2012 | |
| Securities Act (Five Mile Holdings Limited) | |||
| Exemption Notice 2007 | 2007/263 | 31/08/2012 | |
| Securities Act (Fletcher Building Limited) | |||
| Exemption Notice 2009 | 2009/68 | 31/12/2010 | |
| Securities Act (Flight Centre (NZ) Limited) | |||
| Exemption Notice 2008 | 2008/385 | 09/10/2013 | |
| Securities Act (Fonterra Co-operative Group Limited) | |||
| Exemption Notice 2003 | 2003/397 | 30/11/2012 | |
| Securities Act (Foodstuffs (South Island) Limited) | |||
| Exemption Notice 2002 | 2002/304 | 30/09/2012 | |
| Amendment Notice 2008 | 2008/157 | ||
| Securities Act (Freightways Limited) | |||
| Exemption Notice 2009 | 2009/107 | 31/12/2010 | |
| Securities Act (French Issuers Employee Share Purchase Schemes) | |||
| Exemption Notice 2005 | 2005/113 | 30/04/2010 | |
| Securities Act (Friendly Societies) | |||
| Exemption Notice 2002 (Summary) | 2002/291 | 30/09/2012 | |
| Amendment Notice 2004 (Summary) | 2004/373 | ||
| Securities Act (General Electric Company) | |||
| Exemption Notice 2009 | 2009/53 | 30/03/2014 | |
| Securities Act (GH Emerging Markets Fund Limited) | |||
| Exemption Notice 2006 | 2006/316 | 1/10/2011 | |
| Amendment Notice 2007 | 2007/90 | ||
| Securities Act (GH-Midas Fund Limited) | |||
| Exemption Notice 2006 | 2006/315 | 1/10/2011 | |
| Amendment Notice 2007 | 2007/91 | ||
| Securities Act (Global Investment Services Limited and Global Guardian Management Limited) | |||
| Exemption Notice 2008 | 2008/326 | 30/09/2013 | |
| Securities Act (Goodman (NZ) Limited) | |||
| Exemption Notice 2007 | 2007/340 | 31/10/2012 | |
| Securities Act (Group Investment Funds) | |||
| Exemption Notice 2001 | 2001/393 | 31/11/2011 | |
| Securities Act (Group Investment Index Funds) | |||
| Exemption Notice 2002 | 2002/316 | 30/09/2012 | |
| Amendment Notice 2002 | 2002/424 | ||
| Amendment Notice 2004 (Summary) | 2004/172 | ||
| Amendment Notice (No 2) 2004 | 2004/224 | ||
| Amendment Notice 2007 | 2007/301 | ||
| Securities Act (Gulf Harbour Marina) | |||
| Exemption Notice 2010 | 2010/1 | 31/01/2015 | |
| Securities Act (Hanover Financial Services Group) | |||
| Exemption Notice 2006 | 2006/81 | 31/03/2011 | |
| Securities Act (Hightex Group plc) | |||
| Exemption Notice 2006 | 2006/202 | 31/07/2011 | |
| Securities Act (The Hongkong and Shanghai Banking Corporation Limited) | |||
| Exemption Notice 2008 | 2008/174 | 30/06/2013 | |
| Securities Act (HSBC Overseas Banks) | |||
| Exemption Notice 2009 | 2009/295 | 30/06/2014 | |
| Securities Act (Industrial and Provident Societies) | |||
| Exemption Notice 2002 | 2002/404 | 30/11/2012 | |
| Amendment Notice 2002 | 2002/407 | ||
| Amendment Notice 2008 | 2008/100 | ||
| Amendment Notice 2009 | 2009/194 | ||
| Securities Act (Independent News & Media PLC) | |||
| Exemption Notice 2008 | 2008/163 | 30/06/2013 | |
| Securities Act (ING (NZ) Limited) | |||
| Exemption Notice 2009 | 2009/369 | 30/11/2010 | |
| Securities Act (ING Real Living (Holdings) Limited) | |||
| Exemption Notice 2007 | 2007/241 | 21/08/2012 | |
| Securities Act (International Finance Corporation) | |||
| Exemption Notice 2009 | 2009/297 | 31/08/2014 | |
| Securities Act (Jacks Point Development) | |||
| Exemption Notice 2006 | 2006/20 | 30/06/2010 | |
| Securities Act (KCL Investments Limited) | |||
| Exemption Notice 2006 | 2006/274 | 31/07/2011 | |
| Exemption Notice 2007 | 2007/101 | 2/11/2012 | |
| Securities Act (Kermadec Property Fund Limited) | |||
| Exemption Notice 2007 | 2007/101 | 2/11/2012 | |
| Securities Act (Kingdom Resources Trust) | |||
| Exemption Notice 2009 | 2009/198 | 30/11/2012 | |
| Securities Act (Kiwi Income Property Trust) | |||
| Exemption Notice 2005 | 2005/138 | Clauses 5 to 8, 13 to 15 & 18 of this notice expires 31/05/2006. The rest of this notice expires 30/06/2011 31/12/2009 |
|
| Exemption Notice 2009 | 2009/135 | ||
| Exemption Notice (No 2) 2009 | 2009/342 | 31/12/2014 | |
| Securities Act (Kohinoor Series One Fund Limited) | |||
| Exemption Notice 2006 | 2006/7 | 28/02/2012 | |
| Securities Act (Life Insurance Companies) | |||
| Exemption Notice 2002 | 2002/298 | 30/09/2012 | |
| Securities Act (Lion Nathan Employee Benefit Plan) | |||
| Exemption Notice 2005 | 2005/238 | 31/7/2010 | |
| Securities Act (Liontamer Investment Management Pty Limited) | |||
| Exemption Notice 2006 | 2006/347 | 30/11/2011 | |
| Securities Act (Livestock Improvement Corporation Limited) | |||
| Exemption Notice 2006 | 2006/112 | 31/05/2011 | |
| Securities Act (Loan and Building Society) | |||
| Exemption Notice 2005 | 2005/271 | 31/08/2010 | |
| Securities Act (Macquarie Investment Services Limited) | |||
| Exemption Notice 2008 | 2008/150 | 01/06/2013 | |
| Securities Act (Macquarie Investment Services Limited Gilt Edge Access Acount) | |||
| Exemption Notice 2009 | 2009/192 | 30/06/2014 | |
| Securities Act (Macquarie Media Group) | |||
| Exemption Notice 2009 | 2009/381 | 31/12/2010 | |
| Securities Act (Matapo Limited) | |||
| Exemption Notice 2005 | 2005/115 | 31/05/2010 | |
| Securities Act (Matauri Bay Properties Limited) | |||
| Exemption Notice 2007 | 2007/150 | 21/03/2012 | |
| Securities Act (Meridian Energy Limited) | |||
| Exemption Notice 2008 | 2008/436 | 27/11/2013 | |
| Exemption Notice 2009 | 2009/327 | 31/10/2014 | |
| Securities Act (Monaco Village Holdings Limited) | |||
| Exemption Notice 2005 | 2005/203 | 30/06/2010 | |
| Securities Act (Mt Pisa Developments) | |||
| Exemption Notice 2007 | 2007/276 | 30/09/2012 | |
| Securities Act (Multiple Participants Superannuation Schemes) | |||
| Exemption Notice 1998 | 1998/423 | 31/12/2011 | |
| Amendment Notice 1999 | 1999/425 | ||
| Exemption Notice 2003 | 2003/352 | ||
| Exemption Notice 2004 | 2004/404 | ||
| Amendment Notice 2009 | 2009/346 | ||
| Securities Act (Neuren Pharmaceuticals Limited) | |||
| Exemption Notice 2006 | 2006/143 | 30/06/2011 | |
| Amendment Notice 2009 | 2009/200 | ||
| Securities Act (New Zealand Deposit Guarantee Scheme) | |||
| Exemption Notice 2008 | 2008/388 | 12/10/2010 | |
| Amendment Notice 2008 | 2008/439 | ||
| Securities Act (New Zealand Deposit Guarantee Scheme - Collective Investment Schemes) | |||
| Exemption Notice 2008 | 2008/438 | 12/10/2010 | |
| Securities Act (New Zealand Post Limited Bonus Bonds) | |||
| Exemption Notice 2009 | 2009/204 | On repeal of Part 4 of the Act |
|
| Securities Act (New Zealand Post Limited Stamp Collectors) | |||
| Exemption Notice 2002 | 2002/114 | 31/05/2012 | |
| Amendment Notice 2007 | 2007/103 | ||
| Securities Act (NZX-NZAX Market) | |||
| Exemption Notice 2005 | 2005/139 | 1/06/2010 | |
| Securities Act (NZX Issuers) | |||
| Exemption Notice 2007 | 2007/272 | 30/09/2012 | |
| Securities Act (NZX - Share and Unit Purchase Plans) | |||
| Exemption Notice 2005 | 2005/289 | 31/10/2010 | |
| Securities Act (One Riccarton Road Limited) | |||
| Exemption Notice 2007 | 2007/264 | 31/07/2012 | |
| Securities Act (Overseas Companies) | |||
| Exemption Notice 2002 (Summary) | 2002/299 | 30/09/2012 | |
| Amendment Notice 2003 (Summary) | 2003/204 | ||
| Amendment Notice 2004 (Summary) | 2004/314 | ||
| Amendment Notice (No 2) 2004 | 2004/426 | ||
| Amendment Notice 2007 | 2007/326 | ||
| Securities Act (Overseas Employee Share Purchase Schemes) | |||
| Exemption Notice 2002 (Summary) | 2002/329 | 30/09/2012 | |
| Amendment Notice 2003 | 2003/32 | ||
| Amendment Notice (No 2) 2003 | 2003/65 | ||
| Amendment Notice (No 3) 2003 | 2003/322 | ||
| Amendment Notice (No 4) 2003 (Summary) | 2003/363 | ||
| Amendment Notice 2004 (Summary) | 2004/76 | ||
| Amendment Notice (No 2) 2004 (Summary) | 2004/375 | ||
| Exemption Notice 2005 | 2005/280 | ||
| Amendment Notice 2006 | 2006/174 | ||
| Amendment Notice 2007 | 2007/3 | ||
| Amendment Notice (No 2) 2007 | 2007/141 | ||
| Amendment Notice (No 3) 2007 | 2007/198 | ||
| Amendment Notice 2008 | 2008/46 | ||
| Amendment Notice (No 2) 2008 | 2008/306 | ||
| Amendment Notice (No 3) 2008 | 2008/428 | ||
| Amendment Notice (No 4) 2008 | 2008/451 | ||
| Amendment Notice 2009 | 2009/385 | ||
| Securities Act (Overseas Listed Issuers) | |||
| Exemption Notice 2002 | 2002/326 | 30/09/2012 | |
| Securities Act (Overseas Takeovers by New Zealand Companies) | |||
| Exemption Notice 2002 | 2002/300 | 30/09/2012 | |
| Securities Act (PA Consulting Group Limited) | |||
| Exemption Notice 2008 | 2008/305 | 30/09/2011 | |
| Securities Act (Paradigm NZD Fund Limited) | |||
| Exemption Notice 2005 | 2005/225 | 31/07/2010 | |
| Securities Act (Permanent Captial Limited) | |||
| Exemption Notice 2005 | 2005/290 | 31/10/2010 | |
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